EFTA01372308.txt Text dataset_10 View on DOJ

Illegal Activity
suspicious
Blackmail
none
Date
2019-05-24
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
Robert Frohlich provides Stewart Oldfield with a financial overview including Southern Financial revenues. The email discusses the mapping of these revenues and the previous manual removal of revenues from 2018 data, suggesting a need for clarification with Andrew regarding the 2019 numbers.
Metadata
Subject
Southern financial [CI
Sender
Robert Frohlich
Recipients
Stewart Oldfield, Leslie Roth, Donna Kerrigan
Document ID
DB-SDNY-0065984
Date
2019-05-24
Illegal Activity
Severity
suspicious
Description
The manual removal of revenues and the discussion of mapping revenues to a 'House account' raise suspicions about potential financial irregularities.
Content Type
first_hand
Evidence:
  • Manual removal of revenues from financial data raises concerns about potential manipulation or misreporting.
Relationships 2
Entity 1RelationshipEntity 2Description
Robert Frohlich business Stewart Oldfield Robert Frohlich is providing Stewart Oldfield with financial information.
Southern Financial business Stewart Oldfield Southern Financial revenues are being mapped to Stewart Oldfield's account.
Notable Quotes 2
Below is the complete picture of your financials in USD for 2018 and 2019 YTD including Southern Financial.
As you know, we manually removed the Southern Financial revenues from your 2018 data when we provided Andrew with last year's revenues by MI as pan of the target setting process but given that we weren't directly involved in how your 2019 number was derived I suggest you discuss directly with him and we can then act accordingly.
Red Flags 2
  • Manual removal of revenues from financial data.
  • Unclear reasons for mapping revenues to a 'House account'.
Financial Information
Amounts:363k USDS-85m USD3,576,567 USD1,600,929 USD4,026,207 USD703.616 USD486,673 USD363,457 USD
Assets:
  • Southern Financial revenues
Transactions:
  • Mapping Southern Financial revenues to a House account or Stewart Oldfield's name.
  • Removing Southern Financial revenues from Stewart Oldfield's 2018 data.
  • S-85m NNA outflow
Raw Analysis JSON click to expand
Themes
Financial transactions/money flowBusiness dealingsCommunications/correspondence
Organizations 3
Southern FinancialDeutsche flank AC. Filiale New YorkWealth Management
Locations 3
New YorkNYUSA
Financial Entities 1
Deutsche Bank
Text Analysis
Tone
Professional
Purpose
To provide Stewart Oldfield with a financial overview and discuss the mapping of Southern Financial revenues.
Significance
The email discusses the handling of significant financial amounts and the allocation of revenues, potentially impacting financial reporting.
File Info
File Name
EFTA01372308.txt
Dataset
dataset_10
Type
Text
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41:03.682322
DOJ Source
View on DOJ