Illegal Activity
none
Blackmail
none
Date
3/30/2018
Document Type
FORM ADV
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
This document is a FORM ADV, an application for investment advisor registration for CERBERUS SUB-ADVISORY I, LLC. It includes identifying information, business address, and regulatory details.
Metadata
- Subject
- UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION AND REPORT BY EXEMPT REPORTING ADVISERS
- Sender
- —
- Recipients
- —
- Document ID
- CRD Number: 168018
- Date
- 3/30/2018
Relationships 2
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| CERBERUS SUB-ADVISORY I, LLC | Registered with | SEC | CERBERUS SUB-ADVISORY I, LLC is registered with the SEC as an investment advisor. |
| FINRA | CRD system | IARD | FINRA's CRD system or by the IARD system |
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowLegal matters/litigation
Organizations 4
CERBERUS SUB-ADVISORY I, LLCSECFINRAIARD
Locations 3
NEW YORKNew YorkUnited States
Text Analysis
- Tone
- Professional
- Purpose
- To register as an investment advisor and report information to regulatory bodies.
- Significance
- This document is a formal application for investment advisor registration.
File Info
- File Name
- EFTA01372360.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:41:39.215146
- DOJ Source
- View on DOJ