Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
form
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
This document is a form requesting information about related persons of an investment adviser, including their business names, SEC file numbers, and relationships. It also inquires about custodial arrangements and regulatory registrations.
Metadata
- Subject
- Related Person Information
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0066145
- Date
- —
Relationships 1
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| investment adviser | business | qualified custodian | Related person acting as a qualified custodian for clients. |
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowLegal matters/litigationBusiness dealings
Organizations 2
CERBERUS FSBA LEVERED OPPORTUNITIES GP, LLCSEC
Financial Entities 3
banking or thrift institutiontrust companyinsurance company or agency
Text Analysis
- Tone
- Informative
- Purpose
- To collect information about related persons of an investment adviser.
- Significance
- This document is a form used to gather information about related persons, which is important for regulatory compliance and conflict of interest assessment.
File Info
- File Name
- EFTA01372442.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:43:52.823946
- DOJ Source
- View on DOJ