Illegal Activity
none
Blackmail
none
Date
This year
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42
Summary
Bradley Gitlin from Deutsche Bank Wealth Management is requesting a client to complete a FinCEN form and provide KYC documentation, including a Certificate of Good Standing and proof that Prime Overseas is a registered corporation and no longer uses bearer shares. The email emphasizes Deutsche Bank's compliance with Customer Due Diligence Requirements and KYC policies.
Metadata
- Subject
- FinCEN form - details regarding the new Regulation
- Sender
- Bradley Gitlin
- Recipients
- —
- Document ID
- DB-SDNY-0066192
- Date
- This year
Relationships 2
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Bradley Gitlin | Employment | Deutsche Bank Wealth Management | Bradley Gitlin is Vice President at Deutsche Bank Wealth Management |
| Deutsche Bank Wealth Management | Client | Prime Overseas | Deutsche Bank Wealth Management is performing KYC review on Prime Overseas |
Notable Quotes 2
This year. the United States Department of Treasury enacted a new regulation, the Customer Due Diligence Requirements for Financial Institutions ("ODD Rule"), which requires Deutsche Bank Wealth Management to obtain, verify, and record information about our legal entity customers.
As we update your KYC file, we must also obtain the attached Certification Regarding Beneficial Owner of Legal Entity Customers ('Certification') from you.
Red Flags 1
- Request for documentation regarding Prime Overseas's re-domiciling from Panama to Cyprus and the change from bearer shares to registered shares.
Legal Compliance
- Compliance with Customer Due Diligence Requirements for Financial Institutions (CDD Rule)
- KYC compliance
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowLegal matters/litigationBusiness dealingsCommunications/correspondence
People 1
Organizations 6
FinCENUnited States Department of TreasuryDeutsche Bank Wealth ManagementDeutsche BankDeutsche Bank Securities Inc.Prime Overseas
Locations 4
United StatesPanamaRepublic of Cyprus345 Park Avenue. 24th Fl, Newyork NY 10154
Financial Entities 1
Deutsche Bank
Text Analysis
- Tone
- Professional
- Purpose
- To request completion of FinCEN form and KYC documentation from a client.
- Significance
- The email highlights Deutsche Bank's compliance with Customer Due Diligence Requirements and KYC policies.
File Info
- File Name
- EFTA01372480.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:42:54.160881
- DOJ Source
- View on DOJ