Illegal Activity
suspicious
Blackmail
none
Date
2019-02-11
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:44
Summary
This email from Liam O'Sullivan to Richard Kahn discusses the transfer of positions from SFLLC to TD Ameritrade and mentions selling 'Boods,' which raises a slight suspicion. The email also includes standard disclaimers and confidentiality notices from Deutsche Bank.
Metadata
- Subject
- RE: Boods to sell IC]
- Sender
- Liam Osullivan
- Recipients
- Richard Kahn
- Document ID
- DB-SDNY-0066268
- Date
- 2019-02-11
Illegal Activity
- Severity
- suspicious
- Description
- The subject line 'RE: Boods to sell IC]' is vague and potentially suspicious, warranting further investigation to determine the nature of the 'Boods' and the intent behind selling them.
- Content Type
- first_hand
Relationships 2
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Liam O'Sullivan | email correspondence | Richard Kahn | Liam O'Sullivan sent an email to Richard Kahn regarding selling 'Boods'. |
| Liam O'Sullivan | employment | Deutsche Bank | Liam O'Sullivan works for Deutsche Bank Wealth Management. |
Notable Quotes 2
Also, the following positions were transferred from the SFLLC account to TD Ameritrade today: 5,000 BABA 3,000 GOOG 1,000 AMZN 2,095 BIIB 25,000 CVNA 25,000 KPTI 15,000 UTX
IWP products and services are intended for and available only to sophisticated, experienced investors who qualify as Institutional accounts' under El NRA Rule 4512(c)(3), and are capable of evaluating the investment benefits and risks of, and exercising independent judgment in evaluating and determining whether to enter into. sophisticated trading strategies and financial transactions.
Financial Information
Assets:
- BABA
- GOOG
- AMZN
- BIIB
- CVNA
- KPTI
- UTX
Transactions:
- Transfer of positions from SFLLC account to TD Ameritrade: 5,000 BABA, 3,000 GOOG, 1,000 AMZN, 2,095 BIIB, 25,000 CVNA, 25,000 KPTI, 15,000 UTX
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowBusiness dealingsCommunications/correspondence
Organizations 9
Pershing NetX 360Deutsche Bank Securities Inc.SFLLCTD AmeritradeInvestments It Trading Institutional Wealth PartnersDB Securities IncDeutsche Bank Wealth ManagementInstitutions/ Wealth Partners group (IWP)Deutsche Bank
Locations 4
New YorkNYUSAAmericas
Financial Entities 1
Deutsche Bank
Text Analysis
- Tone
- Professional
- Purpose
- To inform Richard Kahn about the transfer of positions from SFLLC account to TD Ameritrade and to discuss selling 'Boods'.
- Significance
- The document provides information about financial transactions and asset transfers.
File Info
- File Name
- EFTA01372537.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:44:03.325549
- DOJ Source
- View on DOJ