Illegal Activity
none
Blackmail
none
Date
2018-05-09
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42
Summary
This email from Armen Brash to Deutsche Bank employees informs them about the new FinCEN CDD Rule, which requires financial institutions to obtain a certification of beneficial ownership from certain legal entity clients. The email outlines the procedures for compliance, including the use of the CDD Form and the consequences of non-compliance.
Metadata
- Subject
- Important Update New Regulation: FinCen CDD Rule Procedures (I)
- Sender
- Armen Brash
- Recipients
- Janice Franklin, Kshitij Golani, Olivier Canter, Barry H Morris, Wayne Salit, Yoonsun Chung, Prashant Mahendru, zia Memon, Anil Tewani, Mary C Keaveney, Derek St-Hilaire
- Document ID
- WM189666 MRG 026819
- Date
- 2018-05-09
Relationships 2
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Armen Brash | Employment | Deutsche Bank Wealth Management | Armen Brash is a Director at Deutsche Bank Wealth Management |
| Deutsche Bank Wealth Management | Regulatory Compliance | FinCEN | Deutsche Bank Wealth Management must comply with FinCEN CDD Rule |
Notable Quotes 2
As you probably know, the FinCEN CDD Rule goes into effect on Friday, May 11, 2018. In short, the rule requires financial institutions to obtain a certification of beneficial ownership ("CDD Form") from certain legal entity clients.
For Clients who are within scope for the rule, no account may be opened without the form. There will be no exceptions.
Public Knowledge
- Context
- FinCEN CDD Rule is a matter of public record, but the internal communication is not.
Legal Compliance
- Compliance with FinCEN CDD Rule
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowLegal matters/litigationBusiness dealingsCommunications/correspondenceCompliance issues
People 12
Organizations 5
Deutsche Bank Wealth ManagementFinCENDeutsche BankAFCABR
Locations 2
New York, NYUS
Financial Entities 1
Deutsche Bank Securities Inc.
Text Analysis
- Tone
- Informative
- Purpose
- To inform Deutsche Bank employees about the new FinCEN CDD Rule and the procedures for compliance.
- Significance
- This email is significant because it outlines the steps that Deutsche Bank must take to comply with a new US regulation regarding beneficial ownership.
File Info
- File Name
- EFTA01372673.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:42:11.433902
- DOJ Source
- View on DOJ