Illegal Activity
none
Blackmail
none
Date
2016-04-13
Document Type
other
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42
Summary
This document is an internal communication regarding the implementation of the Securities Financing Transaction Regulation (SFTR) and the re-use of collateral. It explains how DB will use an industry Information Statement to meet its obligations under Article 15 of SFTR and how this will impact clients.
Metadata
- Subject
- Securities Financing Transaction Regulation — Re-use of collateral
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0066519
- Date
- 2016-04-13
Relationships 2
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| AFME | Joint Publication | FIA | AFME, FIA, ICMA, ISDA, and ISLA jointly published an Information Statement. |
| DB | Contractual | Clients | DB has TTCA or SCA contracts with clients. |
Notable Quotes 2
The Information Statement is provided for information purposes only and does not amend or supersede the express terms of the TTCAs or SCAs or any rights or obligations of the client under applicable law, create any rights or obligations, or otherwise affect the client's or DB's liabilities or obligations.
The Information Statement, which has been sent to a client, will apply to future TTCAs and SCAs entered into between DB and such client.
Legal Compliance
- Compliance with Securities Financing Transaction Regulation (SFTR) Article 15.
Raw Analysis JSON
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Themes
Financial transactions/money flowLegal matters/litigationBusiness dealingsCommunications/correspondence
People 1
Organizations 8
Association for Financial Markets in Europe (AFME)FIAInternational Capital Market Association (ICMA)International Swaps and Derivatives Association, Inc. (ISDA)International Securities Lending Association (ISLA)DBWM Divisional Control OfficeRegulatory Change
Locations 7
U.S.GermanSpanishItalianFrenchJapaneseUK
Text Analysis
- Tone
- Informative
- Purpose
- To inform clients about the Information Statement regarding Securities Financing Transaction Regulation (SFTR) and the re-use of collateral.
- Significance
- The document outlines how DB will comply with SFTR Article 15 and how the Information Statement will be used to inform clients about the risks and consequences of consenting to a right of use of collateral.
File Info
- File Name
- EFTA01372693.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:42:22.247958
- DOJ Source
- View on DOJ