EFTA01373032.txt Text dataset_10 View on DOJ

Illegal Activity
none
Blackmail
none
Date
2014-12-15
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
This email from Sujith Shetty provides guidance on verifying Ultimate Beneficial Owners (UBOs) according to CB&S U.S. AML Due Diligence Requirements. It also includes an attached EDD package for RID - ONB - 1, related to Southern Financial LW.
Metadata
Subject
UBO verification document and EDD Package for RID - ONB - 1
Sender
Sujith Shetty
Recipients
US-CB SAMUdbidbcomktDBAMERICAS, Manikandan MuraliehararVebrelbcom©DBAPAC, John VargheseMbklbcomaDBAMERICAS, CAGNY NCAARiMbcan.DBAmericas
Document ID
ONB-120902 LKYCUS-3443
Date
2014-12-15
Relationships 1
Entity 1RelationshipEntity 2Description
Sujith Shetty Employment Deutsche Bank Securities Inc Sujith Shetty works at Deutsche Bank Securities Inc in AML Compliance
Notable Quotes 2
Please note that the UBO verification document is signed by the alleged UBO himself and may not be accepted as such.
Please follow the CB&S U.S. AML Due Diligence Requirements to verify ownership
Raw Analysis JSON click to expand
Themes
Financial transactions/money flowLegal matters/litigationBusiness dealingsCommunications/correspondence
Organizations 2
Deutsche Bank Securities IncSouthern Financial LW
Locations 1
US
Financial Entities 1
Deutsche Bank
Text Analysis
Tone
Informative
Purpose
To provide guidance on UBO verification and to share an EDD package.
Significance
The document provides instructions on how to verify the Ultimate Beneficial Owner (UBO) and shares an Enhanced Due Diligence (EDD) package for a specific entity.
File Info
File Name
EFTA01373032.txt
Dataset
dataset_10
Type
Text
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43:55.323865
DOJ Source
View on DOJ