Illegal Activity
suspicious
Blackmail
none
Date
2019-04-01
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
The email notifies Stewart Oldfield, a banking officer, about excessive transactions on a client's money market account, potentially violating Regulation 0. It outlines the required actions, including notifying the client and converting the account if necessary, and offers a chance to dispute the violation if due to a bank error.
Metadata
- Subject
- Excessive Transactions March 2019 Account #44129244 III
- Sender
- dboi oversight aM>
- Recipients
- Stewart Oldfield
- Document ID
- DB-SDNY-0067161
- Date
- 2019-04-01
Illegal Activity
- Severity
- suspicious
- Description
- The excessive transactions could be indicative of suspicious financial activity, but further investigation is needed.
- Content Type
- first_hand
Relationships 2
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Stewart Oldfield | banking officer | Southern Trust Company | Stewart Oldfield is the banking officer for Southern Trust Company's account. |
| Ryan Neumann | Compliance | dboi oversight aM> | Ryan Neumann is in Compliance and will review any disputed violations. |
Notable Quotes 2
Please be advised that the below listed money market account has exceeded the allowed number of transactions on Date (03/29/2019).
Please advise your client about the Regulation 0 requirement allowing only 6 transactions per month.
Financial Information
Assets:
- money market account
Transactions:
- Excessive transactions on money market account #44129244
- Regulation 0 requirement allowing only 6 transactions per month
Legal Compliance
- Potential violation of Regulation 0 regarding transaction limits on money market accounts.
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowLegal matters/litigationBusiness dealingsCommunications/correspondence
Organizations 1
Southern Trust Company
Text Analysis
- Tone
- Professional
- Purpose
- To notify Stewart Oldfield of excessive transactions on a client's money market account and the required actions.
- Significance
- This email indicates a potential violation of banking regulations regarding the number of transactions allowed on a money market account.
File Info
- File Name
- EFTA01373129.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:43:31.571312
- DOJ Source
- View on DOJ