EFTA01373535.txt Text dataset_10 View on DOJ

Illegal Activity
none
Blackmail
none
Date
2014-12-17
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
This email discusses the verification of the Ultimate Beneficial Owner (UBO) for Southern Financial LLC II as part of the Enhanced Due Diligence (EDD) process. It highlights the need to follow CB&S U.S. AML Due Diligence Requirements and provides methods for verifying ownership.
Metadata
Subject
Re: EDD package for the RID ONB-1209O2 LKYCUS-3443 Patty name - Southern Financial LLC II)
Sender
Supth Shettykth/dbcom@DBAMERICAS
Recipients
CAGNY NCA/db/dbcom@DBAMERICAS, John VarghesettlAbcom@DBAMERICAS, Mantar4an Muraldharandtt-dbcom©DBAPAC, US-CB S-AML/dtildbcom@DBAMERICAS
Document ID
ONB-1209O2 LKYCUS-3443
Date
2014-12-17
Relationships 2
Entity 1RelationshipEntity 2Description
Supth Shettykth business Southern Financial LLC II Email regarding EDD package for Southern Financial LLC II
US CB&S AML Compliance employment Deutsche Bank Securities Inc AML Compliance team at Deutsche Bank Securities Inc
Notable Quotes 2
Please note that the UBO verification document is signed by the alleged UBO himself and may not be accepted as such.
Please follow the CB&S U.S. AML Due Diligence Requirements to verify ownership
Legal Compliance
  • UBO verification document signed by the alleged UBO himself may not be accepted.
  • Need to follow CB&S U.S. AML Due Diligence Requirements to verify ownership.
Raw Analysis JSON click to expand
Themes
Financial transactions/money flowLegal matters/litigationBusiness dealingsCommunications/correspondence
People 4
Supth ShettykthJohn VarghesettlAbcomMantar4an MuraldharandttSagar Prakash
Organizations 4
DBOI Global Services Private LimitedDeutsche Bank Securities IncSouthern Financial LLC IIDeutsche Bank
Locations 2
Velankani Tech park, No 43, Electronic City, Hosur Road„ 560100 Bangalore, IndiaUS
Text Analysis
Tone
Professional
Purpose
To provide guidance on verifying the UBO (Ultimate Beneficial Owner) for Southern Financial LLC II as part of the Enhanced Due Diligence (EDD) process.
Significance
Highlights the importance of proper UBO verification in AML compliance and provides specific methods for doing so.
File Info
File Name
EFTA01373535.txt
Dataset
dataset_10
Type
Text
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41:01.499775
DOJ Source
View on DOJ