Illegal Activity
none
Blackmail
none
Date
2017-04-10
Document Type
other
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
This document is an annex explaining the EMIR classification of counterparties to OTC derivatives contracts, dividing them into Financial Counterparties (FCs) and Non-Financial Counterparties (NFCs). It further defines NFC+ and NFC- based on notional value thresholds for various derivative contracts.
Metadata
- Subject
- EMIR Classification
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0067810
- Date
- 2017-04-10
Relationships 2
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| FC | definition | banks, insurers, investment firms, fund managers, spread betting firms and pension schemes | FC includes these entities |
| NFC | definition | any counterparty that is not classified as a financial counterparty including entities not involved in financial services | NFC definition |
Notable Quotes 2
The information contained in this Annex is provided for your reference only and shall not be taken as legal advice.
EMIR classifies two main categories of counterparty to an OTC derivatives contract: i. Financial Counterparties ("FC" or "FCs") ii. Non-Financial Counterparties ("NFC" or "NFCs")
Financial Information
Amounts:EUR 1 billionEUR 3 billion
Transactions:
- OTC credit derivative contracts
- OTC equity derivative contracts
- OTC interest rate derivative contracts
- OTC foreign exchange derivative contracts
- OTC commodity derivative contracts
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowLegal matters/litigationBusiness dealings
Organizations 7
EMIROTCFCNFCUCITSAlFMsCCP
Locations 1
European Union
Financial Entities 7
banksinsurersinvestment firmsfund managersspread betting firmspension schemescredit institution
Text Analysis
- Tone
- Informative
- Purpose
- To provide information on EMIR classification of counterparties to OTC derivatives contracts.
- Significance
- Provides definitions and thresholds for classifying financial and non-financial counterparties under EMIR regulations.
File Info
- File Name
- EFTA01373562.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:41:35.620054
- DOJ Source
- View on DOJ