Illegal Activity
none
Blackmail
none
Date
2017-07-13
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42
Summary
Richard Kahn from HBRK Associates Inc. is requesting Vahe Stepanian at Southern Financial to confirm a trade of SFL puts and inquiring about the possibility of trading OTC options. Vahe Stepanian confirms that Southern Financial can trade listed options but needs Dodd Frank paperwork before trading OTC options.
Metadata
- Subject
- .1...
- Sender
- Richard Kahn
- Recipients
- Vahe Stepanian
- Document ID
- DB-SDNY-0068261
- Date
- 2017-07-13
Relationships 3
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Richard Kahn | business | Vahe Stepanian | Richard Kahn is requesting Vahe Stepanian to confirm a trade. |
| Richard Kahn | business | Darren Indyke | Richard Kahn wants Vahe to confirm the trade with Darren. |
| HBRK Associates Inc. | business | Southern Financial (SFLLC) | HBRK Associates Inc. wants to trade options with Southern Financial. |
Notable Quotes 3
we would like to sell 200 contracts of the August 13.00 strike puts at 70c or better in SFL please confirm with darren thank you
Hi Rich - Southern Financial can trade listed options, including sold puts.
On the FX question - currently SFLLC cannot buy OTC options. There is Dodd Frank related paperwork that we would need on file before trading OTC options.
Financial Information
Amounts:70c
Assets:
- SFL options
Transactions:
- sell 200 contracts of the August 13.00 strike puts
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowBusiness dealingsCommunications/correspondence
Organizations 2
HBRK Associates Inc.Southern Financial (SFLLC)
Locations 2
New York, NY575 Lexington Avenue 4th Floor
Text Analysis
- Tone
- Professional
- Purpose
- To request a trade of SFL puts and inquire about trading OTC options.
- Significance
- This email shows a financial transaction being discussed and confirms Southern Financial's ability to trade listed options.
File Info
- File Name
- EFTA01373858.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:42:14.305366
- DOJ Source
- View on DOJ