Illegal Activity
none
Blackmail
none
Date
2016-06-29
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
Stewart Oldfield informs Richard Kahn that a single basket swap is inefficient due to low liquidity and suggests building positions directly in Kahn's account for regular margin. He explains the challenges in reaching a decent notional trade size and apologizes for the back and forth communication.
Metadata
- Subject
- preferred swap
- Sender
- Stewart Oldfield
- Recipients
- Richard Kahn
- Document ID
- DB-SDNY-0068431
- Date
- 2016-06-29
Relationships 1
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Stewart Oldfield | business | Richard Kahn | Stewart Oldfield is communicating with Richard Kahn regarding a swap transaction. |
Notable Quotes 2
Given the relatively low liquidity of the underlyings, it will be too inefficient to trade this as a single basket swap and the margin requirement would not be much different from regular margin in a brokerage account.
So the best alternative is to build positions directly in your account and use them for regular margin.
Financial Information
Amounts:$20mm
Transactions:
- basket swap
- build positions directly in your account and use them for regular margin
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowBusiness dealingsCommunications/correspondence
Organizations 3
Deutsche Bank Trust Company AmericaDeutsche Bank Wealth ManagementDeutsche Bank Securities Inc.
Locations 1
345 Park Avenue New York, NY 10154
Financial Entities 1
Deutsche Bank
Text Analysis
- Tone
- Professional
- Purpose
- To inform Richard Kahn about the feasibility of a swap transaction and suggest an alternative approach.
- Significance
- The email discusses the complexities of structuring a swap transaction due to liquidity issues and proposes an alternative strategy.
File Info
- File Name
- EFTA01373967.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:41:30.708294
- DOJ Source
- View on DOJ