EFTA01374030.txt Text dataset_10 View on DOJ

This letter from Deutsche Asset & Wealth Management to Alkeon Capital Management and related funds provides representations and warranties regarding compliance with Rule 506 of Regulation D under the Securities Act of 1933. It confirms that neither Deutsche Asset & Wealth Management nor its agents are subject to any disqualifying events that would prevent the funds from relying on the exemption from registration provided by Rule 506.

Subject

Representations and warranties regarding Rule 506 of Regulation D

Sender

Deutsche Asset & Wealth Management

Recipients

Alkeon Capital Management, LLC, Alkeon Growth PW Partners LP, Alkeon Growth Offshore Fund Ltd, ACAP Strategic Fund

Document ID

DB-SDNY-0068534

Date

2013-09-23

"Deutsche Asset & Wealth Management hereby represents and warrants to the Funds that neither it nor to its reasonable knowledge any Agent Covered Person' is subject to a Disqualifying Event2 that would result in a Fund being disqualified from relying on the exemption from registration provided by Rule 506 of Regulation D of the Securities Act ("Rule 506") in connection with the offering or sale of interests in the Fund (the "Qffetgin")."

"The Amendments, which implement Section 926 of the Dodd-Frank Act of May 25, 2011, become effective on September 23, 2013. In recognition of certain new requirements imposed by the Amendments, this letter is to document certain representations and warranties by Deutsche Bank Securities Inc. ("DBSI") and Deutsche Bank Trust Company Americas ("DBTCA" and, together with DBSI, "Deutsche Asset & Wealth Management") to Alkeon Growth PW Partners LP, Alkeon Growth Offshore Fund Ltd and ACAP Strategic Fund (each a "Fund" and, together with Alkeon Capital Management, !LC, the "Funds")."

• Compliance with Rule 506 of Regulation D of the Securities Act of 1933.

Financial transactions/money flowLegal matters/litigationBusiness dealingsCompliance issues

Paul Barrett

AGP LPAlpha Group CapitalDeutsche Asset & Wealth ManagementDeutsche Bank Securities Inc.DBSIDeutsche Bank Trust Company AmericasDBTCAAlkeon Capital Management, LLCAlkeon Growth PW Partners LPAlkeon Growth Offshore Fund LtdACAP Strategic FundSecurities and Exchange Commission

New York, New York60 Wall Street350 Madison Avenue

Deutsche Bank Securities Inc.Deutsche Bank Trust Company Americas

Tone

Professional

Purpose

To document certain representations and warranties by Deutsche Bank Securities Inc. and Deutsche Bank Trust Company Americas to Alkeon Growth PW Partners LP, Alkeon Growth Offshore Fund Ltd and ACAP Strategic Fund regarding compliance with Rule 506 of Regulation D.

Significance

This document is significant because it outlines the representations and warranties made by Deutsche Asset & Wealth Management to the Funds regarding compliance with Rule 506 of Regulation D, which is important for maintaining the exemption from registration under the Securities Act of 1933.

File Name

EFTA01374030.txt

Dataset

dataset_10

Type

Text

Model

gemini-2.0-flash-001

Processed

2026-02-07T18:41:06.710932

DOJ Source

View on DOJ