Illegal Activity
none
Blackmail
none
Date
2012-01-12
Document Type
other
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
This document describes the relationship between a Master Fund and Credit Suisse, outlining the terms of their prime brokerage and custody agreement. It details how Credit Suisse handles the Master Fund's assets in accordance with US law and SEC regulations.
Metadata
- Subject
- Brokerage and Custody
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0068568
- Date
- 2012-01-12
Relationships 2
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Credit Suisse Securities (USA) LLC | prime broker and custodian | Master Fund | Credit Suisse acts as a prime broker and custodian to the Master Fund pursuant to the terms and conditions of a Customer Agreement. |
| Credit Suisse | part of | Credit Suisse Group | Credit Suisse is a part of the Credit Suisse Group. |
Notable Quotes 2
Credit Suisse acts as a prime broker and custodian to the Master Fund pursuant to the terms and conditions of a Customer Agreement (together with the Annexes thereto) dated January 12, 2012 (the "Credit Suisse Prime Brokerage Agreement").
In accordance with applicable US law, including but not limited to, the rules and regulations of the US Securities and Exchange Commission (the "SEC"), all of the assets of the Master Fund are held in the name of the Master Fund and beneficial ownership thereof is recorded on the books of Credit Suisse as belonging to the Master Fund.
Financial Information
Amounts:140%
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowLegal matters/litigationBusiness dealings
People 1
Organizations 6
AGP LPAlpha Group CapitalCredit SuisseCredit Suisse Securities (USA) LLCCredit Suisse GroupUS Securities and Exchange Commission (SEC)
Locations 2
New YorkUSA
Financial Entities 1
Credit Suisse Securities (USA) LLC
Text Analysis
- Tone
- Professional
- Purpose
- To describe the relationship between the Master Fund and Credit Suisse as a prime broker and custodian, including the terms and conditions of the Customer Agreement and applicable US law.
- Significance
- This document outlines the legal and financial relationship between a Master Fund and Credit Suisse, detailing the responsibilities and rights of each party.
File Info
- File Name
- EFTA01374054.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:41:33.347576
- DOJ Source
- View on DOJ