Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
other
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42
Summary
This document outlines the fee structure and compensation arrangements for Alkeon, detailing how it receives payments from various funds like Xanthus, Global Growth, and Global Growth Offshore through management and performance-based fees. It also mentions that Alkeon believes its fees are competitive, but comparable services may be available for lower fees elsewhere.
Metadata
- Subject
- Alkeon Fees and Compensation
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0068665, SDNY_GM_00214849
- Date
- —
Relationships 11
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Alkeon | advisory/administration services | Xanthus Fund | Alkeon receives fees for advisory and/or administration services to Xanthus Fund. |
| Alkeon | advisory/administration services | Global Growth Fund | Alkeon receives fees for advisory and/or administration services to Global Growth Fund. |
| Alkeon | advisory/administration services | Global Growth Offshore Fund | Alkeon receives fees for advisory and/or administration services to Global Growth Offshore Fund. |
| Alkeon | non-managing member interest | AAM | Alkeon is allocated a portion of the annual performance-based compensation allocated to AAM from the Global Growth Fund and Xanthus Fund. |
| Alkeon | fee recipient | AAMM | Alkeon receives a portion of the performance-based fee paid by the Global Growth Offshore Fund to AAMM. |
| ALPRO | management fee | ALPRO Growth | ALPRO charges ALPRO Growth a monthly management fee. |
| Alkeon | fee recipient | ALPRO | Alkeon is paid a portion of the management and incentive fees described above. |
| MS UCITs | management fee | sponsor | The fund's sponsor receives a monthly management fee. |
| Alkeon | fee recipient | MS UCITs | Alkeon is paid a portion of the management fee and the performance fee. |
| SALI | management fee | Insurance Series | SALI receives a monthly management fee. |
| Alkeon | fee recipient | SALI | Alkeon is paid a portion of the management fee and the performance fee. |
Notable Quotes 2
Alkeon believes that its fees are competitive with fees charged by other investment advisers for comparable services.
Comparable services may be available, however, from other sources for lower fees.
Financial Information
Amounts:0.1445833%1.75%20%0.125%1.5%0.1667%2%1%2.5%1.25%
Transactions:
- Monthly fee of 0.1445833% (1.75% per annum) of the net asset value of the fund
- Annual performance-based compensation allocated to AAM from the Global Growth Fund and Xanthus Fund
- Performance-based fee paid by the Global Growth Offshore Fund to AAMM
- Quarterly incentive fee equal to 20% of the net realized and unrealized profits attributable to each investor for the quarter
- Monthly management fee of between 1% and 2.5% of the net asset value of the applicable class of shares
- Annual performance fee of 20% of the net realized and unrealized profits attributable to each class
- Monthly management fee of up to 1.25% of the net asset value of the applicable class of partnership interests
- Annual performance fee of 20% of the net realized and unrealized profits attributable to each class
Raw Analysis JSON
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Themes
Financial transactions/money flowBusiness dealings
People 1
Organizations 13
AGP LPAlpha Group CaudalOAMAlkeonXanthus FundGlobal Growth FundGlobal Growth Offshore FundAAMAAMMALPROALPRO GrowthMS UCITsSALI
Text Analysis
- Tone
- Informative
- Purpose
- To describe the fees and compensation structure of Alkeon and related funds.
- Significance
- This document details the financial arrangements between Alkeon and various investment funds, outlining how Alkeon generates revenue through management and performance fees.
File Info
- File Name
- EFTA01374125.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:42:31.756289
- DOJ Source
- View on DOJ