Illegal Activity
none
Blackmail
none
Date
2009-08
Document Type
other
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42
Summary
This document outlines potential risks and conflicts of interest associated with investing in funds managed by Alkeon, including adverse tax consequences and competing activities. It also discloses Alkeon's affiliations with other financial entities like SilverBay Capital Management and Breakwater Group.
Metadata
- Subject
- —
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0068670
- Date
- 2009-08
Relationships 14
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Alkeon | sole member | SilverBay Capital Management, LLC | Alkeon is the sole member of SilverBay Capital Management, LLC |
| Alkeon | affiliated | Breakwater Group, LLC | Some of Alkeon's personnel also are registered representatives and employees of Breakwater Group, LLC, a broker-dealer that may be deemed to be affiliated with Alkeon. |
| Alkeon Capital Advisers, LLC | general partner | Growth US Feeders | Alkeon Capital Advisers, LLC is the general partner of the Growth US Feeders |
| Alkeon Capital Advisers, LLC | general partner | Select US Feeder | Alkeon Capital Advisers, LLC is the general partner of the Select US Feeder |
| Alkeon Capital Advisers, LLC | general partner | Asia Growth US Feeder | Alkeon Capital Advisers, LLC is the general partner of the Asia Growth US Feeder |
| Alkeon Capital Advisers, LLC | general partner | Alkeon Capital Partners US Feeder | Alkeon Capital Advisers, LLC is the general partner of the Alkeon Capital Partners US Feeder |
| Alkeon Capital Advisers, LLC | general partner | Global Alpha US Feeder | Alkeon Capital Advisers, LLC is the general partner of the Global Alpha US Feeder |
| Alkeon Capital Advisers, LLC | general partner | Global Alpha Master Fund | Alkeon Capital Advisers, LLC is the general partner of the Global Alpha Master Fund |
| Alkeon Capital Offshore, LLC | co-investment manager | Growth Offshore Feeders | Alkeon Capital Offshore, LLC is the co-investment manager with Alkeon for the Growth Offshore Feeders |
| Alkeon Capital Offshore, LLC | co-investment manager | Growth Master Fund | Alkeon Capital Offshore, LLC is the co-investment manager with Alkeon for the Growth Master Fund |
| Alkeon Capital Offshore, LLC | co-investment manager | Select Offshore Feeder | Alkeon Capital Offshore, LLC is the co-investment manager with Alkeon for the Select Offshore Feeder |
| Alkeon Capital Offshore, LLC | co-investment manager | Select Master Fund | Alkeon Capital Offshore, LLC is the co-investment manager with Alkeon for the Select Master Fund |
| Alkeon Capital Offshore, LLC | co-investment manager | Alkeon Capital Partners Offshore Feeder | Alkeon Capital Offshore, LLC is the co-investment manager with Alkeon for the Alkeon Capital Partners Offshore Feeder |
| Alkeon Capital Offshore, LLC | co-investment manager | Alkeon Capital Partners Master Fund | Alkeon Capital Offshore, LLC is the co-investment manager with Alkeon for the Alkeon Capital Partners Master Fund |
Notable Quotes 2
Alkeon's activities could cause adverse tax consequences to funds and investors, including liability for interest and penalties.
Alkeon and its affiliates may spend time on activities that compete with a fund without accountability to investors, including investing for other clients and their own accounts.
Red Flags 2
- Potential conflicts of interest due to Alkeon's affiliates managing other funds and engaging in activities that compete with a fund without accountability to investors.
- Risk of adverse tax consequences to funds and investors due to Alkeon's activities.
Raw Analysis JSON
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Themes
Financial transactions/money flowBusiness dealingsLegal matters/litigation
People 2
Organizations 24
AGP LPAlpha Group CaudalAlkeonAlkeon Capital Management, LLCSilverBay Capital Management, LLCSECACAP Strategic FundBluepoint Investment Series TrustBreakwater Group, LLCFINRAAlkeon Capital Advisers, LLCGrowth US FeedersSelect US FeederAsia Growth US FeederAlkeon Capital Partners US FeederGlobal Alpha US FeederGlobal Alpha Master FundAlkeon Capital Offshore, LLCGrowth Offshore FeedersGrowth Master FundSelect Offshore FeederSelect Master FundAlkeon Capital Partners Offshore FeederAlkeon Capital Partners Master Fund
Locations 1
Delaware
Text Analysis
- Tone
- Informative
- Purpose
- To provide information about Alkeon's activities, potential risks, disciplinary information, and other financial industry activities and affiliations.
- Significance
- This document provides important disclosures about Alkeon and its related entities, including potential conflicts of interest and risks associated with investing in funds managed by Alkeon.
File Info
- File Name
- EFTA01374129.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:42:46.676930
- DOJ Source
- View on DOJ