Illegal Activity
none
Blackmail
none
Date
2018-05-16
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:40
Summary
Liam O'Sullivan from DB Securities Inc. informs Paul Barrett about a trade execution of 37,122 shares of C 5.8% Ser C Pref at 25.04. The account holds 100,000 shares and no further orders are being worked.
Metadata
- Subject
- Trade Details --> 5/16/2018 ICI
- Sender
- Liam Osullivan
- Recipients
- Paul Barrett, Richard Kahn, Martin Zeman, Xavier Avila, Davide-A Sferrazza, JIMENNOla, Joshua Shoshan, Stewart Oldfield
- Document ID
- DB-SDNY-0068897
- Date
- 2018-05-16
Relationships 2
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Liam Osullivan | business | Paul Barrett | Liam O'Sullivan sent Paul Barrett trade details. |
| Liam Osullivan | employment | DB Securities Inc | Liam O'Sullivan is AVP at DB Securities Inc. |
Notable Quotes 2
You sold 37,122 C 5.8% Ser C Pref at 25.04.
The account is long 100,000 shares. We are not working any orders.
Financial Information
Amounts:25.04
Assets:
- C 5.8% Ser C Pref
- 100,000 shares
Transactions:
- Sold 37,122 C 5.8% Ser C Pref at 25.04
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowBusiness dealingsCommunications/correspondence
People 9
Organizations 5
DB Securities IncDeutsche Bank Wealth ManagementPershing NetX 360F1NRA0851
Locations 2
US345 Park Avenue 10154-0004 New York, NY, USA
Financial Entities 1
Deutsche Bank
Text Analysis
- Tone
- Professional
- Purpose
- To inform Paul Barrett of a trade that was executed.
- Significance
- Provides details of a financial transaction.
File Info
- File Name
- EFTA01374280.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:40:58.655927
- DOJ Source
- View on DOJ