Illegal Activity
none
Blackmail
none
Date
2017-05-23
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
This email discusses the possibility of trading Rothschild shares through Deutsche Bank. The email highlights the challenges of trading in a lightly traded stock and the efforts being made to facilitate the trade.
Metadata
- Subject
- RE: Rothschild [C]
- Sender
- Tazia Smith
- Recipients
- Delores Rubin, Richard Kahn
- Document ID
- DB-SDNY-0068955
- Date
- 2017-05-23
Relationships 3
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Tazia Smith | business | Delores Rubin | Colleagues at Deutsche Bank Wealth Management |
| Tazia Smith | business | Richard Kahn | Tazia is trying to facilitate a stock trade for Richard |
| Delores Rubin | business | Richard Kahn | Delores is a DB trader communicating with Richard about a stock trade |
Notable Quotes 2
As team relayed, DB isn't (nor are we in touch with as agent) a marker maker on a full 100k shares.
Rothschild is a light trading name. Our DB Institutional desk has not had any natural flow in this stock in the past few months, but a few clients that have expressed some interest in the name so we have calls out to ascertain if we might be able to put together something.
Financial Information
Amounts:100k shares
Assets:
- Rothschild shares
Transactions:
- Stock trade of Rothschild shares
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowBusiness dealingsCommunications/correspondence
Organizations 3
Deutsche Bank Wealth ManagementDBRothschild
Locations 2
USParis
Financial Entities 1
Deutsche Bank
Text Analysis
- Tone
- Professional
- Purpose
- To facilitate a stock trade of Rothschild shares for Richard Kahn through Deutsche Bank.
- Significance
- This email discusses the logistics of trading a specific stock (Rothschild) and highlights the challenges of trading in less liquid markets.
File Info
- File Name
- EFTA01374320.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:41:37.899661
- DOJ Source
- View on DOJ