Illegal Activity
none
Blackmail
none
Date
2018-02-13
Document Type
letter
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
This document is an authorization letter from an individual to Deutsche Bank Securities Inc. requesting the ability to trade equity securities outside of normal business hours. It outlines the risks associated with such trading, including lower liquidity, higher volatility, and changing prices.
Metadata
- Subject
- Trading Outside Of Normal Business Hours Authorization Letter
- Sender
- —
- Recipients
- Deutsche Bank Securities Inc.
- Document ID
- WM156657
- Date
- 2018-02-13
Relationships 1
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Individual | Brokerage Account | Deutsche Bank Securities Inc. | Individual wishes to have the ability to enter orders for execution in equity securities outside of normal trading hours in their brokerage account with Deutsche Bank Securities Inc. |
Notable Quotes 2
I am aware of the material risks associated with trading equity securities outside of normal trading hours, including but not limited to
Risk of Lower Liquidity. There may be lower liquidity during extended hours trading as compared to regular market hours. As a result, my order may only be partially executed. or not at all.
Financial Information
Assets:
- Equity securities
Transactions:
- Trading in equity securities outside of normal trading hours
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowLegal matters/litigationBusiness dealings
Organizations 3
Deutsche Bank Securities Inc.DBSIARCA
Financial Entities 1
Deutsche Bank
Text Analysis
- Tone
- Informative, cautionary
- Purpose
- To obtain authorization for trading outside of normal business hours and to inform the client of the risks involved.
- Significance
- This document outlines the risks associated with trading equity securities outside of normal trading hours and requires the client's acknowledgment and understanding of these risks.
File Info
- File Name
- EFTA01374410.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:41:34.250339
- DOJ Source
- View on DOJ