Illegal Activity
none
Blackmail
none
Date
2012-02-03
Document Type
letter
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
This letter from Deutsche Bank Securities Inc. to a client confirms their commitment to service and provides information regarding ERISA regulations and disclosures. It directs the client to an online resource for updates and encourages them to review it periodically.
Metadata
- Subject
- ERISA Section 408(6)(21
- Sender
- M. Batty Bausat, Thomas Patrick
- Recipients
- —
- Document ID
- DB-SDNY-0069160, SDNY GM_00215344
- Date
- 2012-02-03
Relationships 2
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| M. Batty Bausat | Employment | Deutsche Bank Securities Inc. | Managing Director, President, Deutsche Bank Securities Inc., Co-Head Global Prime Finance |
| Thomas Patrick | Employment | Deutsche Bank | Managing Director, Head of Global Markets Equity Trading Americas |
Notable Quotes 2
We hope you see this letter as confirming our commitment to serving you as a valued client, bringing to bear the many and diverse resources available through the global activities of Deutsche Bank.
We seek to continue to earn your trust and business.
Public Knowledge
- Context
- ERISA regulations are publicly available, but the specific details of the client's arrangements with Deutsche Bank are likely not public.
Legal Compliance
- ERISA Section 408(bX2) compliance
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowLegal matters/litigationBusiness dealingsCommunications/correspondence
People 2
Organizations 4
Deutsche BankDeutsche Bank Securities Inc.Department of Labor (DOL)U.S. Employee Retirement Income Security Act of 1974 (ERISA)
Locations 1
Americas
Financial Entities 1
Deutsche Bank Securities Inc.
Text Analysis
- Tone
- Professional
- Purpose
- To confirm Deutsche Bank's commitment to serving the client and to provide information regarding ERISA regulations.
- Significance
- The letter discusses ERISA regulations and disclosures related to institutional service contracts with Deutsche Bank.
File Info
- File Name
- EFTA01374462.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:41:06.884096
- DOJ Source
- View on DOJ