Illegal Activity
suspicious
Blackmail
possible
Date
2023-10-26
Document Type
other
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42
Summary
This document is a request for Exco Approval to open a new account for The 2017 Caterpillar Trust, a trust associated with Jeffrey Epstein. The request acknowledges the high-risk nature of the relationship due to Epstein's past legal issues and affiliations, but notes that AML Compliance has reviewed the relationship and sees no reason to discontinue it.
Metadata
- Subject
- Exco Approval Request for Jeffrey Epstein Account Opening
- Sender
- Cynthia Rodriguez, Stewart Oldfield
- Recipients
- —
- Document ID
- DB-SDNY-0069183
- Date
- 2023-10-26
Illegal Activity
- Severity
- suspicious
- Description
- The document details Epstein's past legal issues, including a prison sentence for fraud, sexual assault, and solicitation of prostitution. This is a first-hand account of his past illegal activities.
- Categories
- FraudSexual misconductSolicitation of prostitution
- Content Type
- first_hand
Evidence:
- Epstein was sentenced to 21 months in federal prison for three counts of fraud, sexually assaulting a girl and solicitation of prostitution.
Blackmail Indicators
- Likelihood
- possible
- Description
- The document mentions Epstein's close affiliations with Bill Clinton and Prince Andrew, which could be a potential source of leverage or influence.
Relationships 3
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Jeffrey Epstein | Beneficiary | The 2017 Caterpillar Trust | Jeffrey Epstein is the UBO of The 2017 Caterpillar Trust. |
| Jeffrey Epstein | Affiliation | Bill Clinton | Close affiliation between Jeffrey Epstein and Bill Clinton. |
| Jeffrey Epstein | Affiliation | Prince Andrew | Close affiliation between Jeffrey Epstein and Prince Andrew. |
Notable Quotes 2
This relationship is deemed high risk due to multiple court cases on Jeffrey Epstein, involving 22 April 2004 SEC filed a settled civil fraud action for illegal insider trading in three publicly traded Massachusetts banks.
All negative media and alerts have been reviewed by AML Compliance and they do not see a reason to discontinue the existing relationship with Jeffrey Epstein.
Red Flags 2
- High-risk relationship due to Jeffrey Epstein's past legal issues and affiliations.
- Despite the high risk, AML Compliance does not see a reason to discontinue the relationship.
Financial Information
Amounts:$224mn$72532.06
Assets:
- 30 deposit accounts
- 3 money market accounts
- 5 brokerage accounts
- 1 custody account
Transactions:
- Opening a deposit account for The 2017 Caterpillar Trust to pay annual annuity payments.
Media & Journalist References
- Mentions negative media related to Jeffrey Epstein.
Public Knowledge
- Context
- Jeffrey Epstein's legal issues and affiliations with high-profile individuals have been widely reported in the media.
- Media Worthy
- Yes
- Likely Public
- True
Legal Compliance
- Multiple court cases on Jeffrey Epstein, including a settled civil fraud action with the SEC and a prison sentence for fraud, sexually assaulting a girl, and solicitation of prostitution.
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowLegal matters/litigationPolitical connections/influenceBusiness dealings
Organizations 4
DBSECAML ComplianceThe 2017 Caterpillar Trust
Locations 2
US OnshoreMassachusetts
Financial Entities 1
Deutsche Bank
Text Analysis
- Tone
- Informative
- Purpose
- To request Exco Approval for a new account opening for Jeffrey Epstein's trust.
- Significance
- The document highlights the high-risk nature of the relationship with Jeffrey Epstein due to his past legal issues and affiliations with high-profile individuals, but also notes that AML Compliance has reviewed the relationship and sees no reason to discontinue it.
File Info
- File Name
- EFTA01374481.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:42:03.408946
- DOJ Source
- View on DOJ