EFTA01374688.txt Text dataset_10 View on DOJ

Illegal Activity
none
Blackmail
none
Date
2016
Document Type
other
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42
Summary
This document is a trading authorization form from Deutsche Bank Securities Inc. that allows a designated agent to buy, sell, and trade securities on behalf of the account holder. The authorization remains in effect until revoked by written notice.
Metadata
Subject
Trading Authorization Limited to Purchases and Sales of Securities
Sender
Recipients
Document ID
WM 168335 000409 112516
Date
2016
Relationships 2
Entity 1RelationshipEntity 2Description
Guy advisor Deutsche Bank Wealth Management Guy is an advisor at Deutsche Bank Wealth Management
Deutsche Bank Securities Inc. subsidiary Deutsche Bank AG Deutsche Bank Securities Inc. is a subsidiary of Deutsche Bank AG.
Notable Quotes 2
The undersigned hereby authorizes (whose Signature appears below) as his or her agent and attorney in fact to buy, sell (including short sales) and trade in stocks. bonds. and any other securities and/or contracts relating to the same on margin or otherwise in accordance with your terms and conditions for the undersigned's account and risk and in the undersigned's names. or number on your books
This authorization and indemnity is also a continuing one and shall remain in full force and effect until revoked by the undersigned by a written notice addressed to you and delivered to the Branch office of the Client Advisor whose signature appears below, but such revocation shall not affect any liability in any way resulting from transactions initiated prior to such revocation.
Financial Information
Assets:
  • stocks
  • bonds
  • securities
Transactions:
  • Purchases and Sales of Securities
  • Trading in stocks, bonds, and any other securities and/or contracts relating to the same on margin or otherwise
Raw Analysis JSON click to expand
Themes
Financial transactions/money flowBusiness dealings
People 1
Guy
Organizations 4
Deutsche BankDeutsche Bank Wealth ManagementDeutsche Bank Securities Inc.Deutsche Bank AG
Locations 1
United States
Financial Entities 2
Deutsche BankDeutsche Bank Securities Inc.
Text Analysis
Tone
Legal
Purpose
To authorize an agent to buy, sell, and trade securities on behalf of the account holder.
Significance
This document grants trading authorization to an agent for a Deutsche Bank account.
File Info
File Name
EFTA01374688.txt
Dataset
dataset_10
Type
Text
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42:59.330490
DOJ Source
View on DOJ