Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
legal filing
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42
Summary
This document outlines the terms and conditions related to dividend disruption events and share adjustments in a financial transaction between Party A and Party B. It defines how the Calculation Agent will handle extraordinary dividends, tender offers, and changes in tax law that could affect the financial obligations of the parties involved.
Metadata
- Subject
- Dividend Disruption Event
- Sender
- —
- Recipients
- —
- Document ID
- SDNY_GM_00215691 DB-SDNY-0069507
- Date
- —
Relationships 2
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Party A | business | Lender | Party A engages in securities lending transactions with lenders. |
| Party A | business | Party B | Parties involved in a transaction |
Notable Quotes 2
In the event that the Calculation Agent reasonably determines that there has been any Change in Tax Law (as defined in the Agreement) which would have the effect of reducing or increasing the amount of either the cash receivable or tax credit attributable to the Dividend Amount that would be paid by an Issuer to a holder of such Shares that had either (i) a tax residence in the UK, Germany, or in the jurisdiction of any Lender (where the Transaction is entered into by Party A through its office located in the UK); or (ii) a taxable presence in the U.S. or a tax residence in Germany or in the jurisdiction of any Lender (where the Transaction is entered into by Party A through an affiliate as its agent in the U.S.) (a "Dividend Disruption Event"), the Calculation Agent may adjust the Dividend Amount with immediate effect by notice in writing to the parties, or, in the event that any such change is expressed to take effect prior to the date upon which Calculation Agent gives such notice, the Calculation Agent may make such adjustments to the payment obligations of the parties in respect of the Transaction, as it deems appropriate.
Party A and Party B each acknowledges that, if during the term of this Transaction, 0) the Shares hereunder are, or become, the subject of a Tender Offer and (ii) the parties agree that, as a consequence of the Tender Offer, the definition of "Shares" shall be adjusted to reflect the
Financial Information
Assets:
- Shares
Transactions:
- cash dividend
- distribution
- securities lending transactions
Legal Compliance
- Change in Tax Law
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowLegal matters/litigationBusiness dealings
Organizations 3
IssuerParty AParty B
Locations 3
UKGermanyU.S.
Text Analysis
- Tone
- Professional
- Purpose
- To define terms and conditions related to dividend disruption events and share adjustments in a financial transaction.
- Significance
- This document outlines the procedures for handling extraordinary dividends, tender offers, and changes in tax law that could affect the financial obligations of the parties involved.
File Info
- File Name
- EFTA01374690.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:42:58.953361
- DOJ Source
- View on DOJ