EFTA01375183.txt Text dataset_10 View on DOJ

Illegal Activity
none
Blackmail
none
Date
2014-11-11
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42
Summary
This email exchange between Paul Morris, Daniel Sabba, and Stewart Oldfield at Deutsche Bank discusses commission and financing charges for a hedge fund. The conversation centers around whether a 3-cent execution charge for a hedge fund is appropriate, with references to historical rates and financing charges.
Metadata
Subject
Re: does that work? should we add anything or take anything out? Ill
Sender
Paul Morris
Recipients
Daniel Sabba
Document ID
DB-SDNY-0070414
Date
2014-11-11
Relationships 4
Entity 1RelationshipEntity 2Description
Paul Morris Employment Deutsche Bank Private Bank Paul Morris is the Managing Director of Deutsche Bank Private Bank.
Stewart Oldfield Employment Deutsche Bank Trust company Americas Stewart Oldfield works at Deutsche Bank Trust company Americas.
Daniel Sabba Business Paul Morris Email correspondence regarding commission and financing charges.
Daniel Sabba Business Stewart Oldfield Email correspondence regarding commission and financing charges.
Notable Quotes 3
don't think u need to worry about the commission
funds would likely get a lower commission than 3 cents, depending on activity. but )E has historically paid 6cents on his equity transactions.
would we charge a hedge fund 3 cents execution? That seems a little rich
Financial Information
Amounts:3 cents6cents
Transactions:
  • Commission on funds
  • Financing charge
  • Equity transactions
Raw Analysis JSON click to expand
Themes
Financial transactions/money flowBusiness dealingsCommunications/correspondence
Organizations 4
Deutsche BankDeutsche Bank Private BankDeutsche Bank Trust company AmericasDeutsche Asset & wealth Management
Locations 4
New YorkNY345 Park Avenue, 27th Floor, New York. NY 10154345 Park Avenue, New York, NY 10154
Text Analysis
Tone
Professional
Purpose
To discuss and clarify commission and financing charges related to a hedge fund's transactions.
Significance
The email chain discusses the commission rates and financing charges for a hedge fund, specifically mentioning a historical rate of 6 cents on equity transactions.
File Info
File Name
EFTA01375183.txt
Dataset
dataset_10
Type
Text
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42:34.505642
DOJ Source
View on DOJ