Illegal Activity
none
Blackmail
none
Date
2018-08-31
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
The email discusses KYC compliance for Butterfly Trust and Neptune LLC accounts. Vijay-A Sawant requests clarification on the nature of Butterfly Trust and the addition of Richard Kahn as a manager for Neptune LLC, while Stewart Oldfield suggests adding Richard Iarossi as a Responsible Party for Neptune LLC.
Metadata
- Subject
- Re: 2018 Periodic Review of Risked Accounts ■(GCIS I, Butterfly Trust ( ) and Neptune, LLC (GCI under the SOUTHERN FINANCIAL RELATIONSHIP ill
- Sender
- Stewart Old
- Recipients
- Vijay-A Sawant
- Document ID
- KYC Case#01977698, KYC Case#01790739
- Date
- 2018-08-31
Relationships 2
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Stewart Old | business | Vijay-A Sawant | Email correspondence regarding KYC review of Butterfly Trust and Neptune LLC accounts. |
| Richard Kahn | manager | Neptune LLC | Richard Kahn is added as manager as per Operating Agreement. |
Notable Quotes 2
Butterfly trust — Kindly confirm if this is a Personal Trust and NOT Corporate Trust? After reviewing the trust agreement, we noticed that the UBO's seem not related to the grantor.
For Neptune, any reason not to just add Rich as an RP? We've already KYC'd him for other accounts, correct?
Financial Information
Assets:
- Butterfly Trust account
- Neptune LLC account
Legal Compliance
- KYC compliance for Butterfly Trust and Neptune LLC accounts.
- Need to determine if Butterfly Trust is a Personal Trust or Corporate Trust to determine if CDD form is required.
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowBusiness dealingsCommunications/correspondence
Organizations 6
Deutsche Bank Trust Company AmericasDeutsche Bank Wealth ManagementDeutsche Bank Securities Inc.Butterfly TrustNeptune LLCDeutsche CUB Centre Private Limited - Deutsche Bank Group
Locations 4
345 Park Avenue, New York, NY 10154MumbaiIndiaGoregaon East, Mumbai - 400363, India
Financial Entities 1
Deutsche Bank
Text Analysis
- Tone
- Professional
- Purpose
- To clarify KYC requirements for Butterfly Trust and Neptune LLC accounts and to add Richard Iarossi as a Responsible Party (RP) for Neptune LLC.
- Significance
- The email discusses KYC (Know Your Customer) compliance for two accounts, Butterfly Trust and Neptune LLC, and raises questions about the nature of the Butterfly Trust and the addition of Richard Kahn as a manager for Neptune LLC.
File Info
- File Name
- EFTA01375189.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:41:55.119300
- DOJ Source
- View on DOJ