Illegal Activity
suspicious
Blackmail
none
Date
2014-2018
Document Type
report
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
The document summarizes revenue figures from 2014 to 2018, highlighting key client relationships and internal partnerships within Deutsche Bank. It also mentions challenges such as losing funds during a DOJ crisis and offboarding a client due to profitability issues.
Metadata
- Subject
- Revenue and Client Highlights
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0070583
- Date
- 2014-2018
Illegal Activity
- Severity
- suspicious
- Description
- The document mentions losing $100mm during a DOJ crisis, which could potentially indicate suspicious financial activity, but lacks specific details to confirm illegal activity.
- Content Type
- first_hand
Relationships 6
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Third Lake | business | DB | Third Lake had a major relationship breakthrough with DB in 2016, winning $107mm in deposits. |
| Ashley Furniture | business | Wanek/Third Lake | Strong relationship with founding family (Wanek/Third Lake) led to introduction to corporate treasury staff. |
| Southern Financial | business | DB | Southern Financial was a client of DB, but was offboarded due to lack of profitability. |
| MCM | business | Terri Sohrab | Worked closely with Terri and KCP to win fundraising mandate. |
| Terri Sohrab | business | Heather Kirby | Banker partnerships within DB. |
| Rosemary Vrablic | business | DB | Working with Rosemary Vrablic and her team on an insurance premium finance trade. |
Notable Quotes 3
one of the most complicated client situations I've seen.
Client was quite close to Paul and viewed his departure as a negative.
I think this is especially important in the current environment at the bank.
Red Flags 3
- Losing $100mm in CDs during DOJ crisis
- Offboarding of Southern Financial due to lack of profitability
- Negative balances of $230mm across brokerage and deposits for Southern Financial
Financial Information
Amounts:0.9mm51.3mm1.6mm100mm1.7mm2.5mm112mm4mm211mm107mm82mm40mm122mm175mm50mm-230mm
Assets:
- Deposits
- Brokerage
Transactions:
- Deposits in DBTCA
- Deposits in DBNY
- Fundraising mandate
- Insurance premium finance trade
Public Knowledge
- Context
- Financial performance and client relationships of a major bank are often of interest to the media.
- Media Worthy
- Yes
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowBusiness dealingsEmployment/staffing
Organizations 10
DOJDBDBTCADBNYAshley FurnitureThird LakeSouthern FinancialGlobal MarketsKCPMCM
Financial Entities 1
Deutsche Bank
Text Analysis
- Tone
- Informative
- Purpose
- To summarize revenue, client highlights, and internal partnerships within DB.
- Significance
- Provides a snapshot of financial performance and key client relationships.
File Info
- File Name
- EFTA01375270.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:41:06.084322
- DOJ Source
- View on DOJ