EFTA01375400.txt Text dataset_10 View on DOJ

Illegal Activity
none
Blackmail
none
Date
2015-06-02
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
This email from Ariane Dwyer to jeevacation@gmail.com provides stock information and research reports. Daniel Sabba also contacted the recipient to discuss structured notes related to single name stocks.
Metadata
Subject
RE: send to rich please [C]
Sender
Ariane Dwyer
Recipients
jeevacation@gmail.com
Document ID
DB-SDNY-0070847
Date
2015-06-02
Relationships 2
Entity 1RelationshipEntity 2Description
Ariane Dwyer email correspondence jeevacation@gmail.com Ariane Dwyer sent an email to jeevacation@gmail.com with stock information.
Daniel Sabba business jeevacation@gmail.com Daniel Sabba contacted jeevacation@gmail.com to discuss structured notes.
Notable Quotes 2
We had reached out to discuss using short dated structured notes to articulate constructive views on single name stocks.
Per your request, please find below the stocks with 6/1/15 close price, DB Global Market Research Rating and DB Global Market Research Target price.
Financial Information
Amounts:10.00%2.50%$31.85$52$4.91$46.25$55$72.07$105$149.77$182$88.76$101$140.25$166$86.83$94$58.781456 GBP1540 GBP$66.71$85$201.56$239
Assets:
  • Apple Inc (AAPL)
  • Bank of New York Mellon (BK)
  • Retrophin (RTRX)
  • Orexigen Therapeutics (OREX)
  • Akorn (AKRX)
  • Dish Networks (DISH)
  • Pioneer Natural Resources (PXD)
  • EOG Resources (EOG)
  • General Dynamics (GD)
  • Delphi Automotive (DLPH)
  • Comcast (CMCSA)
  • Glaxo Smith Kline (GSK)
  • Viacom (VIAB)
  • Baidu (BIDU)
Transactions:
  • Discussion of using short dated structured notes to articulate constructive views on single name stocks.
  • Sample transaction terms - 18mo Callable Yield Note
Raw Analysis JSON click to expand
Themes
Financial transactions/money flowBusiness dealingsCommunications/correspondence
Organizations 16
BNP ParibasApple IncBank of New York MellonDB Global Market ResearchRetrophinOrexigen TherapeuticsAkornDish NetworksPioneer Natural ResourcesEOG ResourcesGeneral DynamicsDelphi AutomotiveComcastGlaxo Smith KlineViacomBaidu
Financial Entities 1
BNP Paribas
Text Analysis
Tone
Professional
Purpose
To provide information about structured notes and stock prices/ratings to a client.
Significance
The document provides insight into financial products and stock recommendations.
File Info
File Name
EFTA01375400.txt
Dataset
dataset_10
Type
Text
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41:33.651563
DOJ Source
View on DOJ