Illegal Activity
suspicious
Blackmail
none
Date
2017-05-30
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
Richard Kahn is inquiring about the possibility of trading a large block of Rothschild shares. Delores Rubin provides an update on trading volumes and potential counterparties.
Metadata
- Subject
- Re: Rothschild [C]
- Sender
- Richard Kahn
- Recipients
- Delores Rubin
- Document ID
- DB-SDNY-0070864
- Date
- 2017-05-30
Illegal Activity
- Severity
- suspicious
- Description
- The email discusses trading activity in Rothschild stock and identifies potential counterparties. The phrase 'sizeable volume that has not been reflected on the tape' could indicate potential irregularities in trading activity.
- Content Type
- first_hand
Relationships 2
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Richard Kahn | business | Delores Rubin | Email correspondence regarding Rothschild stock. |
| Richard Kahn | employment | HBRK Associates Inc | Richard Kahn works at HBRK Associates Inc. |
Notable Quotes 2
Any indication where a 100,000 share block can be crossed? Please advise.
In the event you still care in Rothschild, volumes continue to be around its average of 15,000 shares a day over the past week, but a few local houses have advertised sizeable volume that has not been reflected on the tape.
Financial Information
Amounts:100,000 share15,000 shares
Assets:
- Rothschild stock
Transactions:
- crossing a 100,000 share block
- trading stock
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowBusiness dealingsCommunications/correspondence
People 7
Organizations 4
HBRK Associates IncODDO secutitiesEXANERothschild
Locations 3
New YorkNY575 Lexington Avenue, 4th Floor
Text Analysis
- Tone
- Professional
- Purpose
- Richard Kahn is seeking information on where a large block of Rothschild shares can be traded.
- Significance
- The email discusses trading activity in Rothschild stock and identifies potential counterparties.
File Info
- File Name
- EFTA01375416.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:43:24.351389
- DOJ Source
- View on DOJ