Illegal Activity
none
Blackmail
none
Date
2017-07-13
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
Richard Kahn requests Vahe Stepanian to sell 200 contracts of SFL puts. Vahe Stepanian responds that Southern Financial can trade listed options but needs Dodd Frank paperwork for OTC options.
Metadata
- Subject
- Re: [C]
- Sender
- Richard Kahn
- Recipients
- Vahe Stepanian, Stewart oldfield, Darren Indyke, Jeanne Brennan
- Document ID
- DB-SDNY-0070970
- Date
- 2017-07-13
Relationships 3
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Richard Kahn | Business | Vahe Stepanian | Richard Kahn is requesting Vahe Stepanian to execute a trade. |
| Richard Kahn | Employment | HBRK Associates Inc. | Richard Kahn works at HBRK Associates Inc. |
| Vahe Stepanian | Employment | Southern Financial (SFLLC) | Vahe Stepanian works at Southern Financial and can trade listed options. |
Notable Quotes 2
we would like to sell 200 contracts of the August 13.00 strike puts at 70c or better in SFL please confirm with darren thank you
Hi Rich - Southern Financial can trade listed options, including sold puts. on the FX question - currently SFLLC cannot buy OTC options. There is Dodd Frank related paperwork that we would need on file before trading OTC options.
Financial Information
Amounts:70c13.00
Assets:
- SFL puts
Transactions:
- Sell 200 contracts of the August 13.00 strike puts at 70c or better in SFL
Legal Compliance
- Dodd Frank related paperwork needed for OTC options trading.
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowBusiness dealings
Organizations 3
db.comHBRK Associates Inc.Southern Financial (SFLLC)
Locations 1
575 Lexington Avenue 4th Floor, New York
Text Analysis
- Tone
- Professional
- Purpose
- To request a trade of SFL puts and inquire about OTC options trading.
- Significance
- This email shows a request for a financial transaction and discusses the ability to trade OTC options.
File Info
- File Name
- EFTA01375477.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:41:37.948743
- DOJ Source
- View on DOJ