Illegal Activity
none
Blackmail
none
Date
2018-06-04
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42
Summary
Armen Brash informs recipients about the implementation of the FinCEN CDD Rule and the upcoming customer mailing for KYC Periodic Reviews. The email requests recipients to provide salutations and contact persons for the mailing and to verify customer addresses.
Metadata
- Subject
- FinCEN COD Rule; Customer Mailing
- Sender
- Armen Brash
- Recipients
- USPWM-PB-US@Iist.db.com, Michel Plut, James Donofrio, Nora Heaton, Janet A McGrath, Sequana Beale, Andrew Gallivan, Scott Guest, Sheffali Welch, Dan Peterson, Janice M Smith
- Document ID
- DB-SDNY-0071025
- Date
- 2018-06-04
Relationships 2
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Armen Brash | employee | Deutsche Bank | Armen Brash is sending an email regarding FinCEN CDD rule and customer mailing on behalf of Deutsche Bank. |
| Anna-Sofiya Lupolover | employee | Deutsche Bank Trust Company Americas | Anna-Sofiya Lupolover is an Assistant Vice President at Deutsche Bank Trust Company Americas. |
Notable Quotes 2
As you all know by now, the FinCEN CDD Rule went live last month. We are required to obtain the CDD Form for all new account openings, as well as for KYC updates (including both Periodic Reviews and Event Driven Reviews).
We will be doing a central mailing to all of your customers with a KYC Periodic Review due in 2018.
Public Knowledge
- Context
- The FinCEN CDD Rule is a matter of public record, but the specific internal procedures of Deutsche Bank are not.
Legal Compliance
- Compliance with FinCEN CDD Rule
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowLegal matters/litigationCommunications/correspondenceBusiness dealings
People 23
Anna-Sofiya LupoloverArmen BrashMichel PlutJames DonofrioNora HeatonJanet A McGrathSequana BealeAndrew GallivanScott GuestSheffali WelchDan PetersonJanice M SmithOlivier PoncetMichael LantzCatherine M OconnorEdward GoldenBrandi GoldenberCarolyn MaRo KasakoveDonna G MitchellDavid WolkenbrodCharles HoffarthJanet Morales
Organizations 5
Deutsche Bank Trust Company AmericasDeutsche Bank Wealth ManagementDeutsche Bank Securities Inc.FinCENFIS
Locations 2
New York, NY345 Park Avenue, New York, NY 10154
Financial Entities 1
Deutsche Bank
Text Analysis
- Tone
- Professional
- Purpose
- To inform recipients about the FinCEN CDD Rule implementation and the upcoming customer mailing for KYC Periodic Reviews.
- Significance
- The email outlines the bank's procedure for complying with the FinCEN CDD Rule, which requires obtaining CDD forms for new accounts and KYC updates.
File Info
- File Name
- EFTA01375521.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:42:13.476030
- DOJ Source
- View on DOJ