Illegal Activity
suspicious
Blackmail
none
Date
2017-05-30
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
Richard Kahn is inquiring about the possibility of trading a large block of Rothschild stock. Delores Rubin provides an update on trading volumes and mentions that some firms have advertised trading activity that is not reflected on the tape.
Metadata
- Subject
- Re: Rothschild [C]
- Sender
- Richard Kahn
- Recipients
- Delores Rubin
- Document ID
- DB-SDNY-0071104
- Date
- 2017-05-30
Illegal Activity
- Severity
- suspicious
- Description
- The email discusses trading activity that has not been reflected on the tape, which could potentially indicate market manipulation or other illicit financial activities. However, further context is needed to determine if this is the case.
- Content Type
- first_hand
Relationships 2
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Richard Kahn | Business | Delores Rubin | Richard Kahn is seeking information from Delores Rubin regarding Rothschild stock. |
| Delores Rubin | Employment | DB Securities Inc | Delores Rubin is a Director at DB Securities Inc. |
Notable Quotes 2
Any indication where a 100,000 share block can be crossed? Please advise.
In the event you still care in Rothschild, volumes continue to be around its average of 15,000 shares a day over the past week, but a few local houses have advertised sizeable volume that has not been reflected on the tape.
Financial Information
Amounts:100,00015,0002828.20
Assets:
- Rothschild stock
Transactions:
- Trading of Rothschild stock
- Crossing a 100,000 share block
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowBusiness dealingsCommunications/correspondence
People 7
Organizations 5
HBRK Associates IncODDO SecuritiesEXANEDB Securities IncDeutsche Bank Wealth Management
Locations 5
New YorkNYUSA575 Lexington Avenue, 4th Floor, New York, NY 10022345 Park Avenue, 10154-0004 New York, NY, USA
Financial Entities 1
Deutsche Bank
Text Analysis
- Tone
- Professional
- Purpose
- Richard Kahn is seeking information about trading a large block of Rothschild stock.
- Significance
- The email discusses potential trading activity in Rothschild stock, involving multiple financial institutions.
File Info
- File Name
- EFTA01375582.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:43:30.525612
- DOJ Source
- View on DOJ