Illegal Activity
suspicious
Blackmail
none
Date
2018-08-24
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
Vijay Sawant from Deutsche Bank is requesting clarification on the nature of the Butterfly Trust and noting a discrepancy in the KYC information for Neptune LLC as part of a periodic review of high-risk accounts. The email highlights the importance of accurate KYC/CDD information for compliance purposes.
Metadata
- Subject
- RE: 2018 Periodic Review of High Risked Accounts
- Sender
- Vijay-A Sawant
- Recipients
- Stewart 0ldfiel, Richard larossi
- Document ID
- KYC Case#01790739
- Date
- 2018-08-24
Illegal Activity
- Severity
- suspicious
- Description
- The email discusses high-risk accounts and potential compliance issues, which could be related to illegal activities, but there is no direct evidence of illegal activity being committed, planned, or discussed.
- Content Type
- first_hand
Relationships 5
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Vijay-A Sawant | email correspondence | Stewart Oldfield | Vijay Sawant sent an email to Stewart Oldfield regarding the 2018 Periodic Review of High Risked Accounts. |
| Vijay-A Sawant | email correspondence | Richard larossi | Vijay Sawant sent an email to Richard larossi regarding the 2018 Periodic Review of High Risked Accounts. |
| Butterfly Trust | Client-Bank | Deutsche Bank | Butterfly Trust is a client of Deutsche Bank, undergoing a periodic review of high-risk accounts. |
| Neptune LLC | Client-Bank | Deutsche Bank | Neptune LLC is a client of Deutsche Bank, undergoing a periodic review of high-risk accounts. |
| Richard Kahn | Manager | Neptune LLC | Richard Kahn has been added as a manager of Neptune LLC. |
Notable Quotes 2
We have received material change confirmation from Brad on below accounts as per attached email.
Kindly confirm if this is a Personal Trust and NOT Corporate Trust? After reviewing the trust agreement, we noticed that the UBO's seem not related to the grantor.
Red Flags 2
- Discrepancy in KYC information regarding Richard Kahn's role in Neptune LLC.
- Unclear relationship between UBOs and grantor of Butterfly Trust.
Legal Compliance
- Need to confirm if Butterfly Trust is a Personal Trust or Corporate Trust to determine CDD form requirements.
- Richard Kahn was added as manager of Neptune LLC without being added as an RP in the previously approved KYC Case.
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowLegal matters/litigationBusiness dealingsCommunications/correspondence
Organizations 7
GCISSButterfly TrustNeptune LLCDeutsche CIB Centre Private LimitedDeutsche Bank GroupWealth ManagementSOUTHERN FINANCIAL RELATIONSHIP
Locations 3
MumbaiIndiaDB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway Goregaon East, Mumbai - 400O63, India
Financial Entities 1
Deutsche Bank
Text Analysis
- Tone
- Professional
- Purpose
- To confirm information and request clarification regarding high-risk accounts under review.
- Significance
- The email highlights the KYC/CDD process for high-risk accounts and the need for accurate information to ensure compliance.
File Info
- File Name
- EFTA01375680.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:41:05.428698
- DOJ Source
- View on DOJ