Illegal Activity
none
Blackmail
none
Date
2003-10-01
Document Type
letter
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42
Summary
This letter informs Southern Financial, LLC about the requirements of the USA PATRIOT Act and Regulation GG regarding customer identification and restrictions on correspondent accounts with certain designated banks. It also mentions Deutsche Bank's compliance with the Unlawful Internet Gambling Enforcement Act.
Metadata
- Subject
- USA PATRIOT Act Section 326 Customer Identification Program & Regulation GG
- Sender
- —
- Recipients
- Client - Southern Financial, LLC
- Document ID
- DB-SDNY-0071459, SDNY_GM_00217643
- Date
- 2003-10-01
Relationships 5
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Deutsche Bank | correspondent account | Banco Delta Asia | Deutsche Bank is prohibited from establishing, maintaining, administering, or managing a correspondent account for Banco Delta Asia and its subsidiaries. |
| Deutsche Bank | correspondent account | Commercial Bath of Syria | Deutsche Bank is prohibited from establishing, maintaining, administering, or managing a correspondent account for Commercial Bath of Syria and its subsidiaries. |
| Deutsche Bank | correspondent account | FBME Bank Ltd | Deutsche Bank is prohibited from establishing, maintaining, administering, or managing a correspondent account for FBME Bank Ltd and its subsidiaries. |
| Deutsche Bank | correspondent account | Halawi Exchange Co. | Deutsche Bank is prohibited from establishing, maintaining, administering, or managing a correspondent account for Halawi Exchange Co. and its subsidiaries. |
| Deutsche Bank | correspondent account | Kasscm Rrneiti & Co. For Exchange | Deutsche Bank is prohibited from establishing, maintaining, administering, or managing a correspondent account for Kasscm Rrneiti & Co. For Exchange and its subsidiaries. |
Notable Quotes 2
To help the government fight the funding of terrorism and money laundering activities, pursuant to Federal regulations that became effective on October 1. 2003. Section 326 of the USA PATRIOT Act requires all financial institutions to obtain, verify, and record information that identifies each person or legal entity that opens an account.
Deutsche Bank is required to notify you that we are prohibited from establishing, maintaining, administering, or managing a correspondent account for, or on behalf of the following which are defined collectively as "311 designated banks"
Legal Compliance
- Compliance with USA PATRIOT Act Section 326 Customer Identification Program.
- Compliance with U.S. regulations issued under section 311 of the USA PATRIOT Act.
- Compliance with the Unlawful Internet Gambling Enforcement Act of 2006 (UIGEA) and Regulation GG.
Raw Analysis JSON
click to expand
Themes
Legal matters/litigationFinancial transactions/money flowCompliance issues
Organizations 15
Southern Financial, LLCUSA PATRIOT ActDeutsche BankBanco Delta AsiaDelta Asia Credit LimitedDelta Asia Insurance LimitedCommercial Bath of SyriaSyrian Lebanese Commercial BankFBME Bank LtdFederal Bank of the Middle East Ltd.Halawi Exchange Co.Kasscm Rrneiti & Co. For ExchangeUnlawful Internet Gambling Enforcement Act of 2006UIGEADBUS
Locations 1
US
Financial Entities 6
Deutsche BankBanco Delta AsiaCommercial Bath of SyriaFBME Bank LtdHalawi Exchange Co.Kasscm Rrneiti & Co. For Exchange
Text Analysis
- Tone
- Informative
- Purpose
- To inform the client about the procedures for opening a new account under the USA PATRIOT Act and Regulation GG, and to notify non-US correspondent banks about restrictions related to certain designated banks.
- Significance
- This document outlines the bank's compliance with anti-money laundering and anti-terrorism financing regulations.
File Info
- File Name
- EFTA01375833.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:42:03.235707
- DOJ Source
- View on DOJ