Illegal Activity
none
Blackmail
none
Date
2003-03-19
Document Type
agreement
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
This document describes the Collateral Management Agreement between the Issuer and JCM, outlining JCM's responsibilities in selecting and managing collateral. It also details the key personnel involved and potential conflicts of interest that may arise.
Metadata
- Subject
- Collateral Management Agreement
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0071951
- Date
- 2003-03-19
Relationships 4
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| JCM | subsidiary | Jefferies Group, Inc. | JCM is a wholly owned subsidiary of Jefferies Group, Inc. |
| Mark D. Senkpiel | employment | JCM | President and Managing Director of JCM |
| Wade T. Winter | employment | JCM | Senior Vice President of JCM |
| Richard J. Barger | employment | JCM | Senior Vice President of JCM |
Red Flags 1
- Certain Conflicts of Interest—Collateral Manager Conflicts of Interest.
Financial Information
Amounts:U.S.$927 million$200 million51.3 billion$520 million
Assets:
- Collateral Obligations
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowBusiness dealingsEmployment/staffing
Organizations 20
JCMJefferies Group, Inc.NYSEJefferies & Company, Inc.Trust Company of the West (TCW)Allstate Insurance CompanyCNA FinancialPenmark InvestmentsWashington National Insurance CompanyFour Corners Capital ManagementING Capital Advisors (-ICA")Deutsche BankBankers Trust CompanyUnion Bank of CaliforniaHeller FinancialMarshall School of BusinessUniversity of Southern CaliforniaFranklin & Marshall CollegeCFA Society of Los Angeles, Inc. (CFALA)CFA Institute
Locations 3
State of DelawareLos Angeles, California11110 Santa Monica Boulevard. I 1th Floor. Los Angeles, California 90025
Financial Entities 5
Jackson Creek CDOVictoria Falls CLOSummit Lake CLODiamond Lake CLOPrime Income Trust
Text Analysis
- Tone
- Professional
- Purpose
- To describe the Collateral Management Agreement between the Issuer and the Collateral Manager (JCM), outlining the responsibilities and restrictions of the Collateral Manager in selecting and managing collateral.
- Significance
- This document outlines the structure and key personnel involved in managing collateral for the Issuer, highlighting potential conflicts of interest and restrictions on the Collateral Manager's actions.
File Info
- File Name
- EFTA01376095.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:41:05.332169
- DOJ Source
- View on DOJ