Illegal Activity
none
Blackmail
none
Date
2011
Document Type
legal filing
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
This document outlines the terms and conditions of the ING IM CLO 2011-1 indenture, specifying the responsibilities and limitations of the Trustee, Bank, and other involved parties. It also addresses compliance with banking regulations related to terrorist financing and money laundering.
Metadata
- Subject
- ING IM CLO 2011-1
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0072159
- Date
- 2011
Relationships 3
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Trustee | business | Affiliates | Trustee's Affiliates may receive additional compensation for serving as investment adviser, administrator, shareholder, servicing agent, custodian or sub-custodian with respect to certain of the Eligible Investments. |
| Bank | business | Paying Agent, Transfer Agent, custodian, Calculation Agent or Securities Intermediary | If the Bank is acting in the capacity of Paying Agent, Transfer Agent, custodian, Calculation Agent or Securities Intermediary, the rights, protections, immunities and indemnities afforded to the Trustee will also be afforded to the Bank. |
| Trustee | business | Authenticating Agents | Trustee may appoint Authenticating Agents to act on its behalf in the authentication of Securities. |
Notable Quotes 2
the Trustee will not be liable for special, indirect, punitive or consequential loss or damage of any kind whatsoever (including but not limited to lost profits), even if the Trustee has been advised of the likelihood of such loss or damage and regardless of the form of action;
in order to comply with laws, rules and regulations applicable to banking institutions, including those relating to the funding of terrorist activities and money laundering, the Trustee is required to obtain, verify and record certain information relating to individuals and entities which maintain a business relationship with the Trustee.
Financial Information
Assets:
- Eligible Investments
- Collateral Obligation
- Appreciated Obligation
- Credit Risk Obligation
- Securities
Legal Compliance
- Compliance with laws, rules and regulations applicable to banking institutions, including those relating to the funding of terrorist activities and money laundering.
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowLegal matters/litigationBusiness dealings
Organizations 11
BankTrusteeAffiliatesPaying AgentTransfer AgentCalculation AgentSecurities IntermediaryCollateral AdministratorCo-IssuersAuthenticating AgentsING IM CLO 2011-1
Financial Entities 1
Bank
Text Analysis
- Tone
- Professional
- Purpose
- To outline the responsibilities, rights, and limitations of the Trustee and other parties involved in the ING IM CLO 2011-1 indenture.
- Significance
- This document defines the legal and financial framework for the ING IM CLO 2011-1 transaction, including the roles of the Trustee, Bank, and other entities.
File Info
- File Name
- EFTA01376215.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:43:12.299508
- DOJ Source
- View on DOJ