Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
legal filing
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
This document outlines the redemption process for Rated Notes and Subordinated Securities, including conditions, procedures, and responsibilities. It details the use of Sale Proceeds, Pledged Collateral Obligations, and other funds for redemption, as well as the roles of the Issuer, Trustee, and Investment Manager in the process.
Metadata
- Subject
- ARTICLE IX REDEMPTION
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0072183
- Date
- —
Relationships 4
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Required Redemption Percentage | direction | Issuer | Required Redemption Percentage directs the Issuer |
| Issuer | copy | Trustee | Issuer provides a copy to the Trustee |
| Investment Manager | certification | Trustee | Investment Manager certifies to the Trustee |
| Investment Manager | behalf | Issuer | Investment Manager acts on behalf of the Issuer |
Notable Quotes 2
"Rated Notes shall be redeemable at their respective Redemption Prices from Sale Proceeds (and the net proceeds of the Pledged Collateral Obligations and Equity Securities representing accrued interest) and any other funds in the Collection Account and the Payment Account (including any proceeds from a Redemption Financing)"
"On any Distribution Date on or after the Rated Notes have been redeemed or paid in full, the Subordinated Securities (in whole but not in part) will be redeemed (an "Equity Redemption") at the direction of a Majority of the Subordinated Securities to the Issuer (with a copy to the Trustee)."
Financial Information
Assets:
- Sale Proceeds
- Pledged Collateral Obligations
- Equity Securities
- funds in the Collection Account
- funds in the Payment Account
- Refinancing Proceeds
- Subordinated Securities
- Credit Facility Reserve Account
- Collateral
Transactions:
- Redemption of Rated Notes
- Equity Redemption
- Redemption Financing
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowLegal matters/litigation
Organizations 4
IssuerTrusteeING IM CLO 2011-1Rating Agency
Financial Entities 1
financial institutions
Text Analysis
- Tone
- Professional
- Purpose
- To define the terms and conditions for the redemption of Rated Notes and Subordinated Securities.
- Significance
- This section outlines the process for optional redemption of Rated Notes and Subordinated Securities, including the conditions, procedures, and responsibilities of the involved parties.
File Info
- File Name
- EFTA01376228.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:43:09.278006
- DOJ Source
- View on DOJ