Illegal Activity
none
Blackmail
none
Date
2011
Document Type
legal filing
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42
Summary
This document outlines notification procedures and responsibilities for parties involved in the ING IM CLO 2011-1 transaction. It details how the Bank will act on instructions received via unsecured methods and clarifies liability in case of conflicting instructions.
Metadata
- Subject
- ING IM CLO 2011-1
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0072292
- Date
- 2011
Relationships 6
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| ING IM CLO 2011-1, Ltd. | Issuer | MaplesFS Limited | MaplesFS Limited is the address for the Issuer |
| CICS, LLC | Employee | Melissa Stark | Melissa Stark is at CICS, LLC |
| Investment Manager | Attention | Elliot A. Rosen | Elliot A. Rosen is the contact for the Investment Manager |
| MaplesFS Limited | Administrator | Administrator | MaplesFS Limited is the Administrator |
| Irish Stock Exchange | Listing Agent | Maples and Calder | Maples and Calder is the listing agent for the Irish Stock Exchange |
| Initial Purchaser | Attention | CLO Group | CLO Group is the contact for the Initial Purchaser |
Notable Quotes 2
The Bank (in each of its capacities), agrees to accept and act upon instructions or directions pursuant to this Indenture or any other Transaction Document sent by unsecured email, facsimile transmission or other similar unsecured electronic methods...
The Bank (in each of its capacities) shall not be liable for any losses, costs or expenses arising directly or indirectly from the Bank's reliance upon and compliance with such instructions notwithstanding such instructions conflicting with or being inconsistent with a subsequent written instruction.
Raw Analysis JSON
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Themes
Financial transactions/money flowLegal matters/litigation
People 2
Organizations 8
ING IM CLO 2011-1, Ltd.MaplesFS LimitedCICS, LLCIrish Stock ExchangeMaples and CalderING IM CLO 2011-1CLO GroupBank
Locations 5
Grand Cayman, KY1-1102, Cayman IslandsChicago IL 60606Scottsdale Arizona 85258-2034Dublin 2 IrelandNew York New York 10010
Financial Entities 3
ING IM CLO 2011-1, Ltd.ING IM CLO 2011-1Bank
Text Analysis
- Tone
- Formal
- Purpose
- To outline the notification procedures and responsibilities of various parties involved in the ING IM CLO 2011-1 transaction, including the issuer, co-issuer, investment manager, administrator, Irish Stock Exchange, hedge counterparty, and initial purchaser.
- Significance
- This document is significant because it defines the communication protocols and responsibilities of key stakeholders in a complex financial transaction, ensuring transparency and accountability.
File Info
- File Name
- EFTA01376251.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:42:26.749572
- DOJ Source
- View on DOJ