Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
legal filing
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
This document is an addendum to an existing agreement between DB and a client, modifying the terms related to swaps. It addresses compliance with regulations like the Dodd-Frank Act and EMIR, and includes clauses regarding recording of conversations and amendments to the agreement.
Metadata
- Subject
- Addendum to Agreement
- Sender
- DB
- Recipients
- Client
- Document ID
- DB-SDNY-0073063, SDNY_GM_00219247
- Date
- —
Relationships 1
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Client | business | DB | Agreement to modify swaps |
Notable Quotes 2
Client consents to the recording by DB and its affiliates of telephone -conversations and other electronic voice and/or video communications with Client's trading, marketing, operations and other relevant personnel, with or without the use ofrin audible tone or beep, whether or not in connection with any swap, and Client further agrees to obtain the individual consent-of any of Clients personnel Should such consent be required by the CEA, CFTC Regulations or other .appliCable law or regulation.
DB and Clientegree that this Addendum modifies the Agreement solely with respect to "swaps,". as such term is defined in Section la(47) oldie CEA and CFTC Regulation 13(xxx).
Financial Information
Transactions:
- swaps
Legal Compliance
- Compliance with Dodd-Frank Act
- Compliance with EMIR
- Compliance with CEA and CFTC Regulations
Raw Analysis JSON
click to expand
Themes
Legal matters/litigationFinancial transactions/money flowBusiness dealingsCommunications/correspondence
Organizations 4
DBEuropean CommissionCFTCCEA
Locations 2
United States of AmericaNew York
Text Analysis
- Tone
- Professional
- Purpose
- To modify an existing agreement between DB and Client regarding swaps, ensuring compliance with Dodd-Frank Act and EMIR.
- Significance
- This document outlines the terms and conditions for modifying a swaps agreement between DB and a client, addressing regulatory compliance and potential future changes.
File Info
- File Name
- EFTA01376709.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:43:35.964988
- DOJ Source
- View on DOJ