Illegal Activity
suspicious
Blackmail
none
Date
2017
Document Type
report
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
This document is a performance report highlighting key achievements in 2017, including rebuilding trust with clients, winning new deposits, and increasing revenue. It also mentions challenges such as client offboarding and the impact of DOJ news on certain accounts.
Metadata
- Subject
- 2017 performance highlights
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0073331
- Date
- 2017
Illegal Activity
- Severity
- suspicious
- Description
- The loss of deposits and accounts due to DOJ news is suspicious and warrants further investigation.
- Content Type
- first_hand
Relationships 7
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Third Lake | Business | Deutsche Bank | Deutsche Bank rebuilt trust with Third Lake and opened new accounts. |
| Southern Financial | Business | Deutsche Bank | Deutsche Bank salvaged and improved relationship with Southern Financial, winning deposits and re-onboarding them for trading. |
| Ali Rashid | Business | Deutsche Bank | Deutsche Bank won Ali Rashid's relationship away from GS and JPM. |
| Financial Architects | Business | Deutsche Bank | Financial Architects refers clients to Deutsche Bank for insurance premium finance and single stock hedging. |
| MCM | Business | KCP | Deutsche Bank worked with Terri and KCP to win a fundraising mandate for MCM. |
| Elysium | Business | Deutsche Bank | Deutsche Bank tried to develop a relationship with Elysium but lost a loan opportunity. |
| KCP | Business | Deutsche Bank | KCP is a major initiative for Deutsche Bank, and the author has been heavily involved. |
Notable Quotes 3
This is a huge win from where we started.
one of the most complicated client situations I've seen.
KCP remains a major initiative for the bank and I've been one of the most involved and supportive bankers.
Red Flags 3
- Loss of deposits and accounts due to DOJ news.
- Client offboarding due to lack of profitability.
- Internal issues nearly caused us to offboard the client completely.
Financial Information
Amounts:5107mm$1$130mm$82mm$50mm$150mm$50mm$1.5bn$250mm$300mm
Assets:
- Brokerage
- Deposits
Transactions:
- Deposits in DBTCA
- New deposits into DBNY
- Withdrawal of assets
- Trading via KCP
- Insurance premium finance
- Single stock hedging transaction
- Fundraising mandate
- Loan
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowBusiness dealingsEmployment/staffing
Organizations 23
Third LakeDBTCADOJDBNYSouthern FinancialKCPDalGlobal marketsGSJPMDPMRCMISGCSFinancial ArchitectsMCMBarclaysDB SingaporeElysiumUS TrustDeutscheTechAMPVirage
Locations 4
BostonCaliforniaUSSingapore
Financial Entities 1
Deutsche Bank
Text Analysis
- Tone
- Positive, achievement-oriented
- Purpose
- To highlight performance achievements in 2017, focusing on client relationships, deposit growth, and revenue increases.
- Significance
- Provides insight into the bank's client acquisition and relationship management strategies, as well as its focus on specific initiatives like KCP.
File Info
- File Name
- EFTA01376882.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:41:06.682180
- DOJ Source
- View on DOJ