Illegal Activity
suspicious
Blackmail
none
Date
2016-10-13
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:44
Summary
Cynthia Rodriguez emails AML Compliance about RDC/PCR alerts for Jeffrey Epstein, a Deutsche Bank client and grantor of the Butterfly Trust, due to his past legal issues including sex offenses and financial penalties. She requests clearance for the alerts, which have been previously cleared with AML compliance.
Metadata
- Subject
- RDC alert_Jeffrey Epstein and KR alert_Jeffrey Epstein [I]
- Sender
- Cynthia Rodriguez
- Recipients
- PWMUS AMLKYC
- Document ID
- 01650218
- Date
- 2016-10-13
Illegal Activity
- Severity
- suspicious
- Description
- The email discusses Jeffrey Epstein's past legal issues, including being a sex offender and serving time for fraud, sexual assault, and solicitation of prostitution. While these are past events, the fact that they are triggering alerts raises concerns about ongoing compliance and risk management.
- Categories
- Sexual misconduct or exploitationFraud
- Content Type
- first_hand
Evidence:
- Reference to Jeffrey Epstein as a sex offender, serving a 21 month sentence for fraud, sexual assault, solicitation of prostitution.
Relationships 3
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Cynthia Rodriguez | email correspondence | PWMUS AMLKYC | Cynthia Rodriguez sends an email to AML Compliance regarding Jeffrey Epstein alerts. |
| Jeffrey Epstein | grantor | Butterfly Trust | Jeffrey Epstein is the grantor in the Butterfly Trust. |
| Akash-Kumar Gomesh | email correspondence | Cynthia Rodriguez | Akash-Kumar Gomesh sends an email to Cynthia Rodriguez regarding RDC alerts for James R. French and Jeffrey Epstein. |
Notable Quotes 2
Attached are RDC/PCR alerts for Jeffrey Epstein, a current client at DB. He is grantor in the Butterfly Trust, which we are doing a KYC Update on the new beneficiaries.
The attached alerts reference Mr. Epstein as a sex offender, serving a 21 month sentence for fraud, sexual assault, solicitation of prostitution and paying a settlement total of $437,00 in disgorgement of trading profits, prejudgement interest and civil penalties .
Red Flags 1
- Jeffrey Epstein's history of sex offenses and financial penalties.
Financial Information
Amounts:$437,00
Transactions:
- settlement total of $437,00 in disgorgement of trading profits, prejudgement interest and civil penalties
Public Knowledge
- Context
- Jeffrey Epstein's past legal issues have been widely reported in the media.
- Media Worthy
- Yes
- Likely Public
- True
Legal Compliance
- Jeffrey Epstein's past legal issues including sex offender status, fraud, sexual assault, solicitation of prostitution.
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowLegal matters/litigationBusiness dealingsCommunications/correspondenceAllegations/complaints
Organizations 5
Deutsche Bank Securities Inc.Deutsche BankDeutsche Bank Trust Company AmericasDeutsche Asset & Wealth ManagementButterfly Trust
Locations 1
York, NY, USA
Financial Entities 1
Deutsche Bank
Text Analysis
- Tone
- Informative
- Purpose
- To inform AML Compliance about RDC/PCR alerts for Jeffrey Epstein and request clearance.
- Significance
- The document highlights potential compliance issues related to Jeffrey Epstein, a current client at Deutsche Bank, due to his past legal issues.
File Info
- File Name
- EFTA01377390.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:44:02.790976
- DOJ Source
- View on DOJ