Illegal Activity
none
Blackmail
none
Date
2015-11-06
Document Type
legal filing
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42
Summary
This document discusses the rules and regulations surrounding the sale and registration of common stock, including Rule 144 and Rule 701 limitations. It also mentions the registration rights of certain shareholders after the completion of an offering.
Metadata
- Subject
- Registration Rights and Stock Sales
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0074923, SDNY_GM_00221107
- Date
- 2015-11-06
Notable Quotes 2
Sales of our capital stock made in reliance upon Rule 144 by a stockholder who is deemed to have been one of our affiliates at any time during the preceding 90 days are also subject to the current public information, manner of sale, and notice conditions of Rule 144.
After the completion of this offering, the holders of up to 248,396.599 shares of our common stock (including shares issuable pursuant to the exercise of warrants to purchase shares of our capital stock that were outstanding as of September 30, 2015) will be entitled to certain rights with respect to the registration of such shares under the Securities Act.
Financial Information
Amounts:3,229,447 shares248,396.599 shares
Assets:
- Shares of capital stock
- Common stock
Transactions:
- Sales of capital stock
- Registration of shares under the Securities Act
Raw Analysis JSON
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Themes
Financial transactions/money flowLegal matters/litigation
Organizations 2
Securities ActExchange Act
Text Analysis
- Tone
- Professional
- Purpose
- To describe the rules and regulations regarding the sale and registration of common stock.
- Significance
- This document outlines the conditions under which stockholders can sell their shares, including Rule 144 and Rule 701 limitations, and registration rights.
File Info
- File Name
- EFTA01377771.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:42:47.284024
- DOJ Source
- View on DOJ