Illegal Activity
none
Blackmail
none
Date
2015-11-06
Document Type
legal filing
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
The document details the Registrant's recent sales of unregistered securities, including common stock, preferred stock, options, restricted stock units, and warrants, from July 2012 through October 2015. It outlines the amounts, prices, and recipients of these securities.
Metadata
- Subject
- Recent Sales of Unregistered Securities
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0074975, SDNY_GM_00221159
- Date
- 2015-11-06
Relationships 2
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Registrant | employment | officers and directors | The Registrant's officers and directors may be indemnified for liabilities arising under the Securities Act of 1933. |
| Registrant | business | underwriters | The underwriting agreement provides for indemnification by the underwriters of the Registrant and its officers and directors for certain liabilities arising under the Securities Act. |
Financial Information
Amounts:$0.01$37.77$11.014$222.1 million$15.46345$180.0 million$2.728$15.39$11.01$14.37$194.7 million
Assets:
- Common stock
- Series D convertible preferred stock
- Series E convertible preferred stock
- Options to purchase common stock
- Restricted stock units
- Warrants to purchase common stock
Transactions:
- Sale of 3,777 shares of common stock for services rendered by a deceased employee.
- Sale of 20,164.210 shares of Series D convertible preferred stock to 21 accredited investors.
- Sale of 11,640,347 shares of Series E convertible preferred stock to 12 accredited investors.
- Issuance of options to purchase 119,745,206 shares of common stock.
- Issuance of 1,025,000 restricted stock units to be settled in shares of common stock.
- Issuance of warrants to purchase 15,761.570 shares of common stock.
- Issuance of 12,157.347 shares of common stock in connection with acquisitions.
Raw Analysis JSON
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Themes
Financial transactions/money flowLegal matters/litigationBusiness dealings
People 1
Organizations 2
RegistrantSecurities Act of 1933
Text Analysis
- Tone
- Informative
- Purpose
- To disclose recent sales of unregistered securities by the Registrant.
- Significance
- This document provides details on the Registrant's recent sales of unregistered securities, including common stock, preferred stock, options, RSUs, and warrants.
File Info
- File Name
- EFTA01377823.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:41:10.258314
- DOJ Source
- View on DOJ