Illegal Activity
none
Blackmail
none
Date
2018-02-08
Document Type
legal filing
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
This document is a margin addendum to an account agreement between a client, DBSI, and Pershing. It outlines the terms and conditions for a margin account, including the mechanics of margin, financing, interest, liens, and liquidation procedures.
Metadata
- Subject
- Margin addendum to account agreement
- Sender
- —
- Recipients
- —
- Document ID
- NA.4189778 01S61:14.080218
- Date
- 2018-02-08
Relationships 3
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Client | Business | Pershing | Client has a margin account with Pershing. |
| Client | Business | DBSI | Client has a margin account with DBSI. |
| DBSI | Business | Pershing | DBSI may instruct Pershing regarding the DB Collateral. |
Financial Information
Assets:
- Securities
- Other Property
- Cash
Transactions:
- Margin transactions
- Loans
- Pledging of securities
- Liquidation of securities
Legal Compliance
- Section 4975(cX1XB) of the Internal Revenue Code of 1986
- Section 406(aXi)(8) of the Employee Retirement Income Security Act of 1974
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowLegal matters/litigationBusiness dealings
Organizations 3
PershingDBSIDeutsche Bank
Financial Entities 1
Deutsche Bank
Text Analysis
- Tone
- Legal
- Purpose
- To establish the terms and conditions for a client margin account with DBSI and Pershing.
- Significance
- This document outlines the rights and responsibilities of the client, DBSI, and Pershing regarding margin accounts, including the mechanics of margin, financing, interest, liens, and liquidation procedures.
File Info
- File Name
- EFTA01377848.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:43:00.896601
- DOJ Source
- View on DOJ