Illegal Activity
none
Blackmail
none
Date
2019-04-01
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
The email notifies Stewart, a banking officer, about a transaction violation on a money market account belonging to Southern Trust Company. The account exceeded the allowed number of transactions, and Stewart is instructed to inform the client about Regulation D requirements and address any potential bank errors.
Metadata
- Subject
- Money Market Account Transaction Violation
- Sender
- dboi oversight
- Recipients
- Stewart
- Document ID
- DB-SDNY-0075451
- Date
- 2019-04-01
Relationships 3
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| dboi oversight | email communication | Stewart | dboi oversight informs Stewart about a transaction violation on a money market account. |
| Stewart | banking officer | Southern Trust Company | Stewart is the banking officer for Southern Trust Company's account. |
| dboi oversight | Compliance | Ryan Neumann | Ryan Neumann is in Compliance and involved in reviewing potential bank errors. |
Notable Quotes 2
Please be advised that the below listed money market account has exceeded the allowed number of transactions on Date (03/29/2019).
Please advise your client about the Regulation D requirement allowing only 6 transactions per month.
Financial Information
Assets:
- Money market account
Transactions:
- Money market account exceeding allowed number of transactions
- 8 Transactions- Preauthorized Debit
Legal Compliance
- Violation of Regulation D (allowing only 6 transactions per month)
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowLegal matters/litigationBusiness dealingsCommunications/correspondence
People 2
Organizations 6
Southern Trust CompanyDBOI Global Services Private LimitedCOO Wealth Management OperationsMahindra Technology ParkMahindra World CityOversight & Escalation Team
Locations 2
Jaipur, IndiaIndia
Financial Entities 1
Southern Trust Company
Text Analysis
- Tone
- Informative, professional
- Purpose
- To inform Stewart about a transaction violation on a money market account and the necessary actions to be taken.
- Significance
- Highlights compliance with Regulation D and the process for handling transaction violations.
File Info
- File Name
- EFTA01378286.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:41:06.399274
- DOJ Source
- View on DOJ