Illegal Activity
suspicious
Blackmail
none
Date
2018-08-31
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
This email exchange between Deutsche Bank employees concerns the KYC review of Butterfly Trust and Neptune, LLC. Vijay Sawant requests clarification on the nature of Butterfly Trust, while Stewart Oldfield suggests adding Richard Iarossi as a Responsible Party for Neptune, LLC.
Metadata
- Subject
- Re: 2018 Periodic Review of High Risked Accounts I, Butterfly Trust
- Sender
- Stewart Oldfield
- Recipients
- Vijay-A Sawant
- Document ID
- GCIS#486426, GCIS#487264, KYC Casef$01977698
- Date
- 2018-08-31
Illegal Activity
- Severity
- suspicious
- Description
- The email discusses KYC procedures for high-risk accounts, which could be related to potential illegal activities if the accounts are being used for illicit purposes. The request to add Rich as an RP could be suspicious if it circumvents proper vetting procedures.
- Content Type
- first_hand
Relationships 4
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Stewart Oldfield | business | Vijay-A Sawant | Email correspondence regarding KYC review of accounts at Deutsche Bank. |
| Butterfly Trust | financial | Deutsche Bank | Butterfly Trust is a client of Deutsche Bank. |
| Neptune, LLC | financial | Deutsche Bank | Neptune, LLC is a client of Deutsche Bank. |
| Richard Iarossi | business | Neptune, LLC | Stewart Oldfield suggests adding Richard Iarossi as a Responsible Party (RP) for Neptune, LLC. |
Notable Quotes 2
Butterfly trust — Kindly confirm if this is a Personal Trust and NOT Corporate Trust? After reviewing the trust agreement, we noticed that the UBO's seem not related to the grantor. The reason for this request is to evaluate whether we require CDD form for this account or not.
For Neptune, any reason not to just add Rich as an RP? We've already KYC'd him for other accounts, correct?
Financial Information
Assets:
- Butterfly Trust
- Neptune, LLC
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowBusiness dealingsCommunications/correspondenceLegal matters/litigation
Organizations 8
Deutsche CIB Centre Private LimitedDeutsche Bank GroupDeutsche Bank Trust Company AmericasDeutsche Bank Wealth ManagementDeutsche Bank Securities Inc.Butterfly TrustNeptune, LLCSOUTHERN FINANCIAL RELATIONSHIP
Financial Entities 1
Deutsche Bank
Text Analysis
- Tone
- Professional
- Purpose
- The email is a follow-up regarding the KYC (Know Your Customer) review of two accounts, Butterfly Trust and Neptune, LLC, at Deutsche Bank. It seeks clarification on the nature of the Butterfly Trust and proposes adding Richard Iarossi as a Responsible Party for Neptune, LLC.
- Significance
- The document highlights the KYC process for high-risk accounts and the communication between bank employees regarding client account management.
File Info
- File Name
- EFTA01378764.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:43:42.467522
- DOJ Source
- View on DOJ