Illegal Activity
none
Blackmail
none
Date
2019-06-18
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42
Summary
This email from Stewart Oldfield at Deutsche Bank informs Paul Barrett about potential investment opportunities in Opportunity Zones. It also includes a disclaimer from Oliver Rothauser regarding the investor's status as an "institutional account" and discloses potential conflicts of interest related to CTIS Partners.
Metadata
- Subject
- Opportunity Zones
- Sender
- Stewart Oldfield
- Recipients
- Paul Barrett
- Document ID
- DB-SDNY-0076154
- Date
- 2019-06-18
Relationships 3
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Oliver Rothauser | Employment | Deutsche Bank Wealth Management | Oliver Rothauser is a Director at Deutsche Bank Wealth Management |
| Stewart Oldfield | Business | Paul Barrett | Stewart Oldfield is sending Paul Barrett information about investment opportunities. |
| Deutsche Bank | Business | CTIS Partners | Deutsche Bank maintains client relationships with executive officers or directors of CTIS Partners. |
Notable Quotes 2
Please be advised that, in connection with a potential invesinwnt in CTIS (directly or indirectly), we tlBSIJ will be treating you as an "histitutional account- as such term is defined in FINRA Rule 4512(c)(3) and as such we taped that you have total assets of S50 million or more, arc able to evaluate such transaction independently, without relying on any statements or views of DBSI, and will exercise your own independent indrawn' and conduct your own due diligence in relation to any investment decision regarding such transaction.
DB is working with two top managers to pursue the OZ opportunity in a couple of different ways. We will send details on each separately, but one is NY-focused with an existing portfolio of assets structured as a partnership. The other is a private REIT with a more national focus. I think both could be good fits for your clients.
Red Flags 1
- Potential conflicts of interest due to Deutsche Bank's client relationships with CTIS Partners.
Financial Information
Amounts:S50 million
Assets:
- existing portfolio of assets structured as a partnership
Transactions:
- potential investment in CTIS
- private markets transaction
Legal Compliance
- Potential conflicts of interest due to Deutsche Bank's client relationships with CTIS Partners.
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowBusiness dealingsCommunications/correspondence
Organizations 6
Deutsche Bank Wealth ManagementInstitutional Wealth PartnersDeutsche BankDeutsche Bank AGDeutsche Bank Securities Inc.CTIS Partners
Locations 1
NY
Financial Entities 1
Deutsche Bank
Text Analysis
- Tone
- Professional
- Purpose
- To inform Paul Barrett about potential investment opportunities in Opportunity Zones through Deutsche Bank.
- Significance
- The document outlines potential investment opportunities and highlights the relationship between Deutsche Bank and CTIS Partners, disclosing potential conflicts of interest.
File Info
- File Name
- EFTA01378884.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:42:22.247958
- DOJ Source
- View on DOJ