Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
legal filing
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
This document is an account agreement between a client and DBSI, outlining the terms and conditions of the account, including information about a trusted contact person, tax responsibilities, and ERISA compliance. The client acknowledges their responsibility for tax obligations and regulatory reporting duties.
Metadata
- Subject
- Trusted Contact Person Information, Account Agreement
- Sender
- —
- Recipients
- —
- Document ID
- WM189778 015684.050218
- Date
- —
Relationships 3
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Client | Business | DBSI | Client has an account agreement with DBSI. |
| Client | Business | Pershing | Pershing provides services on behalf of the Client through DBSI. |
| DBSI | Regulatory | U.S. Department of Labor | DBSI is required to disclose certain information to a responsible plan fiduciary. |
Notable Quotes 2
Client may update any information relating to the Trusted Contact Person, or revoke the authorization contained in this Section V, at any time by notifying DBSI in writing.
Client acknowledges having sole responsibility to fulfill any tax obligations and any other regulatory reporting duties applicable to Client in any relevant jurisdictions that may arise in connection with assets, income or transactions in Client's account(s) and business relationship with 0BSI.
Legal Compliance
- Client acknowledges sole responsibility to fulfill any tax obligations and any other regulatory reporting duties.
- Important Information for ERISA employee benefit plan clients: U.S. Department of Labor regulations require DBSI to disclose to a responsible plan fiduciary certain information in connection with the services that DBSI provides to a plan, to assist the fiduciary in evaluating the reasonableness of DBSI's services and related compensation.
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowLegal matters/litigationCompliance
Organizations 4
DBSIPershingInternal Revenue ServiceU.S. Department of Labor
Locations 1
U.S.
Text Analysis
- Tone
- Formal
- Purpose
- To establish the terms and conditions of an account agreement between a client and DBSI, including information about a trusted contact person, tax responsibilities, and ERISA compliance.
- Significance
- This document outlines the legal and financial responsibilities of both the client and DBSI in managing the client's account.
File Info
- File Name
- EFTA01378951.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:43:36.396035
- DOJ Source
- View on DOJ