Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
legal filing
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
This document is a margin addendum to an account agreement, outlining the terms and conditions for margin accounts with DBSI and Pershing. It details the mechanics of margin, financing, interest, liens, and the rights of DBSI and Pershing to liquidate assets.
Metadata
- Subject
- Margin addendum to account agreement
- Sender
- —
- Recipients
- —
- Document ID
- WM189778
- Date
- —
Relationships 2
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Client | Business | Pershing | Client has a margin account with Pershing. |
| Client | Business | DBSI | Client has a margin account with DBSI. |
Notable Quotes 2
Client hereby grants to DBSI and its Affiliates a security interest in and lien upon all Securities and Other Property in the possession or control of DBSI, any of its Affiliates or Pershing, in which Client has an interest (held Individually, jointly or otherwise) (collectively all such Securities and Other Property are referred to herein as "DB Collateral") in order to secure any and all indebtedness or any other obligation of Client to DBSI and its Affiliates or Pershing (collectively, all such obligations are referred to herein as the "DB Obligations").
Client understands that the margin transactions in the Account may be financed by Pershing or DBSI.
Financial Information
Assets:
- Securities
- Other Property
- Cash
Transactions:
- Margin transactions
- Loans
- Pledging of securities
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowLegal matters/litigationBusiness dealings
Organizations 3
PershingDBSIDeutsche Bank
Financial Entities 1
Deutsche Bank
Text Analysis
- Tone
- Legal
- Purpose
- To establish the terms and conditions for a margin account.
- Significance
- Outlines the rights and responsibilities of the client, DBSI, and Pershing regarding margin accounts, including liens, loaning of securities, and liquidation procedures.
File Info
- File Name
- EFTA01378957.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:43:38.369372
- DOJ Source
- View on DOJ