Illegal Activity
none
Blackmail
none
Date
November 2012
Document Type
Supplement
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
This document is a supplement to the Characteristics and Risks of Standardized Options booklet, updating the rules regarding adjustments for cash dividends and distributions, particularly for options with less than 100 shares. It outlines the conditions under which adjustments will be made, including exceptions for fund shares and special circumstances.
Metadata
- Subject
- November 2012 Supplement to Characteristics and Risks of Standardized Options
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0076241
- Date
- November 2012
Notable Quotes 2
As a general rule, no adjustment is made for ordinary cash dividends or cash distributions.
Determinations whether to adjust for cash dividends or distributions not covered by the preceding rules, or when other special circumstances apply, are made on a case-by-case basis.
Financial Information
Amounts:10%$0.125$12.50
Assets:
- options
- fund shares
Transactions:
- cash dividends
- cash distributions
- capital gains distributions
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowLegal matters/litigation
Organizations 1
OCC
Text Analysis
- Tone
- Professional
- Purpose
- To amend the February 1994 version of the booklet entitled Characteristics and Risks of Standardized Options to accommodate the introduction of options originally listed to overlie less than 100 shares.
- Significance
- This document outlines the adjustments made to the rules regarding cash dividends and distributions for standardized options, particularly those with less than 100 shares.
File Info
- File Name
- EFTA01378960.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:41:31.619667
- DOJ Source
- View on DOJ